CFTC and SEC Harmonization with Rob Schwartz

What this episode covers

In this episode, Rob Schwartz shares his take on recent CFTC and SEC regulatory harmonization. Along the way, the 16th General Counsel of the CFTC describes his first foray into the derivatives industry, milestone moments during his tenure at the agency, and excitement for the future for our favorite agency (#CFTC). Newcomers to the derivatives space - this may be your time to join and learn up quickly! Listen in to hear Rob's take on why and how.Enjoy the discussion and as always - Follow, like, share, and subscribe for more great CFTC or derivatives related content. If there is someone you’d like to see featured on the Podcast or a specific topic you want discussed, send your comments and suggestions our way!

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Frequently Asked Questions

How long is this episode of The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry?

This episode is 33 minutes long.

When was this The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry episode published?

This episode was published on September 29, 2025.

What is this episode about?

In this episode, Rob Schwartz shares his take on recent CFTC and SEC regulatory harmonization. Along the way, the 16th General Counsel of the CFTC describes his first foray into the derivatives industry, milestone moments during his tenure at the...

Can I download this The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry episode?

Yes, you can download this episode by clicking the download button on the episode player, or subscribe to the podcast in your preferred podcast app for automatic downloads.