CFTC and SEC Harmonization with Rob Schwartz

Episode 8 of the The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry podcast, hosted by An Industry Observer, titled "CFTC and SEC Harmonization with Rob Schwartz" was published on September 29, 2025 and runs 33 minutes.

September 29, 2025 ·33m · The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry

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Summary

In this episode, Rob Schwartz shares his take on recent CFTC and SEC regulatory harmonization. Along the way, the 16th General Counsel of the CFTC describes his first foray into the derivatives industry, milestone moments during his tenure at the agency, and excitement for the future for our favorite agency (#CFTC). Newcomers to the derivatives space - this may be your time to join and learn up quickly! Listen in to hear Rob's take on why and how.Enjoy the discussion and as always - Follow, like, share, and subscribe for more great CFTC or derivatives related content. If there is someone you’d like to see featured on the Podcast or a specific topic you want discussed, send your comments and suggestions our way!

Episode Description

In this episode, Rob Schwartz shares his take on recent CFTC and SEC regulatory harmonization. Along the way, the 16th General Counsel of the CFTC describes his first foray into the derivatives industry, milestone moments during his tenure at the agency, and excitement for the future for our favorite agency (#CFTC).

Newcomers to the derivatives space - this may be your time to join and learn up quickly! Listen in to hear Rob's take on why and how.

Enjoy the discussion and as always - Follow, like, share, and subscribe for more great CFTC or derivatives related content. If there is someone you’d like to see featured on the Podcast or a specific topic you want discussed, send your comments and suggestions our way!

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