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Episode 45: Digital Asset Manager SEC Settlement

EPISODE · Sep 13, 2024 · 10 MIN

Episode 45: Digital Asset Manager SEC Settlement

from Tokens of Wisdom · host Dave Rothschild

The digital asset fund manager community is up in arms about the SEC’s latest shenanigans against Galois Capital, and I’m here to tell you; so am I!The SEC alleged three separate violations, and gave us zero helpful detail/analysis/guidance that might let other asset managers avoid similar acitons.Key Points From This Episode:What violations did the SEC allege Galois Capital committed?What does a settlement mean?Why so much secrecy?Shout out to Laura Shin.A few rays of sunshine.Disclaimer:This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/Links Mentioned in Today’s Episode:Galois Settlement - https://www.sec.gov/files/litigation/admin/2024/ia-6670.pdfUnchained podcast - https://open.spotify.com/episode/0WLRqpxdDNHcZgygf3MwJvDave Rothschild - https://www.linkedin.com/in/davidcrothschild/Cole-Frieman & Mallon LLP - https://colefrieman.com/Music by Joe Ginsberg - https://www.instagram.com/thejoeginsbergFor any questions or comments, email: [email protected]

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Episode 45: Digital Asset Manager SEC Settlement

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