Firm Transitions with Corey Walen cover art

All Episodes

Firm Transitions with Corey Walen — 95 episodes

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Title
1

Why Top Advisors Are Quietly Leaving RIAs – with Bill Laird (095)

2

25 Years at Edward Jones, Couldn't Ignore It Anymore – with Alex Williams (094)

3

All the Things: How This Bank Advisor Built a Turnkey Independent Practice – with Noah Geoghegan (093)

4

Launch Day Marketing For Advisors – with Kevin Nichols of Oechsli (092)

5

From Wirehouse Fatigue To Ownership: How Steward Partners Built A Hybrid Home For Breakaway Advisors (091)

6

"The #1 Mistake I See From Financial Advisors" – with Jeff Nash (090)

7

Going From Broker-Dealer to RIA: Your Options, Myths, and Making a Smarter Transition (089)

8

The RIA Breakaway: Strategies that Led to Explosive 60% Growth! (088)

9

BREAKING: Your Firm Sold, Now What? – with Jeff Nash (087)

10

Should You Leave the Wirehouse? Pros & Cons, All Considerations — with Jeff Nash (086)

11

Quality Over Quantity: The Mindset Shift That Multiplies Ideal Clients — with Bill Cates (085)

12

Owning Your Future (Business) – From Edward Jones to Thriving in Independence (084)

13

Any Financial Advisor Considering a Move, This Episode's for You (083)

14

Current Valuations: What Elite Financial Advisors Need to Know Right Now — with Jeff Nash (082)

15

Your Website Matters More Than You Think — with David Roberson (081)

16

The RIA Boom: A Conversation with NewEdge Advisors CEO, Alex Goss (080)

17

Starting Your Own RIA: How Hard Was It? — with Jason Barber (079)

18

From Bank to Independence: It Transformed Our Business — with Provista Wealth Advisors (076)

19

Why Ownership Matters; The RIA Revolution — Chuck Failla (078)

20

Financial Advisors: Are You Mastering LinkedIn? — Lindsey McMillion Stemann (077)

21

The Case for Supported Independence — Scott Wilson of Kestra Financial (075)

22

This Advisors $110M "Rocket Ship" Growth Story – Ali Rustempasic (074)

23

The Questions You're Asking: Front & Center (073)

24

FAs are Frustrated with Their Back-Office: Is The Grass Actually Greener Somewhere Else? – with Jeff Nash (072)

25

$1.7 Billion – The Largest Edward Jones Transition Ever! – Jennifer Marcontell (071)

26

Avoiding the Traps and Navigating the Legal Minefield: How & Why the Right Attorney Can Make or Break Your Transition – Matt Baum (070)

27

What to Expect in Financial Advisor Transitions This Year (2025) – with Jeff Nash (069)

28

You Want to Hear This: One of the Largest Edward Jones Transitions to Independence – with Russell Riggan (067)

29

Must Listen: Wholesaler's Who've Considered Transitioning – with Ross Kirwan (068)

30

An Advisor's Story: How He Built the $11 Billion Firm, Arkadios Capital (066)

31

Trusting Their Instincts: How & Why They Transitioned Their $250M Business from Wells Fargo to LPL (065)

32

7 Reasons FAs are Enamored with the RIA Channel (064)

33

Are You Asking the Right Questions During the Due Diligence Process? (063)

34

Do You Have the Right Attorney to Have a Successful Transition? (062)

35

The 1 & 60 Rule: Are You Growing to Your Full Potential? (061)

36

Please Seek a Guide When Transitioning Firms (060)

37

Do You Think We've Reached the Peak of Recruiting Deals? – with Jeff Nash (059)

38

When the W2 Model Makes Sense: Pros & Cons (058)

39

Considering a Transition? — If You Hear This, Run for the Hills! (057)

40

My Honest Conversation with a Top Edward Jones Advisor – with Willard Causey (056)

41

Leaving Mass Mutual to go Independent, Our Experience – with The Emeritus Wealth Team (055)

42

Noticeable Patterns and Your Options: W2 Employee Channel Advisors Inside of a RIA (054)

43

7 Considerations: Will Your Transition Benefit Your Clients and What Will You Tell Them? (053)

44

Is a Small Firm a Better Option for My Business? – with Jamie Mackay, SFA Partners (052)

45

Going Independent with Support and Community – with Rita Robbins of Affiliated Advisors (051)

46

How and When Do I Tell My Team I'm Transitioning? (050)

47

Why Consider Working With Me (049)

48

How Do I Tell My Clients I'm Transitioning? – with Nic Nielsen (048)

49

LPL’s Turnkey Solution for Breakaway Advisors – with Kimberly Sanders (047)

50

The FTC's Noncompete Rule and its Impact on Financial Advisors – with Scott Matasar (046)

51

Why Are Independent Payouts So High? (045)

52

Going Independent? How Can I Grow My Practice? (044)

53

Transitioning to a RIA: What's My Payout? (043)

54

The Broker Dealer / RIA Menu – What Are My Options? (042)

55

The Most Common Mistakes Financial Advisors Make in a Transition – with Jeff Nash (041)

56

10 Ways FAs Screw Up Their Transition (040)

57

$1B Wells Fargo Team Skips FiNet and Goes Fully Independent (039)

58

Edward Jones FAs: This Attorney's Tell All About a Successful Transition (038)

59

Employee FAs: Do You Want to Offer Your Clients More? "For My Family and Future I Needed Real Control" (037)

60

Pro's & Con's: Should I start my own RIA or plug-in to an existing one? (036)

61

How Supported Independence Has Changed the Industry – Kestra Private Wealth Services (035)

62

An Advisors Worst Nightmare: Navigating Termination – with Scott Matasar (034)

63

Why Join an OSJ? An Anecdotal List: What to Look for in an OSJ – with Greg Raines (033)

64

Digging into the Actual Numbers – Understanding the Real Economics Involved in a Transition (032)

65

"Chose Sides:" From Edward Jones Leadership to a Wild Forced Exit: One Advisor's Story (031)

66

Find the Right Fit: What I'm Seeing, What I've Learned, What to Watch (Out) For (030)

67

Why a Successful and Growing Bank Advisor Left for Independence? Evan Mayer's Unique Story (029)

68

Leaving the Wires after 25 years – "My life, overall, is so much better," with Austin Palmer (028)

69

Four Recruiting Red Flags 🚩 to Watch Out For (027)

70

Deal or Loan: Understanding the Economics of Broker Dealer Offers, with Jeff Nash (026)

71

Navigating the "Arms Race" - Compensation Trends Driving Advisor Moves, with Jeff Nash (025)

72

From a Regional B/D to a $2 Billion Independent Practice (024)

73

Bank Financial Advisors: Your Transition Will Be Different (023)

74

All Things I Experienced Leaving Edward Jones: Grew the Business, Better for my Clients, Flexibility to Build, More Support (022)

75

How This $500M Team Left Edward Jones to Build Their Own RIA (021)

76

Is Creating Your Own RIA a Good Idea, the Box Created by Big Firms, are Current M&A and Valuations a Bubble, Never Be Unhappy Again – with Alex Goss, NewEdge Advisors (020)

77

Take Advantage of All-Time High Incentives: Seven Ways to Maximize Your Offer (019)

78

How Long a Transition Takes, Successfully Transitioning Your Clients, Catching Red Flags, Realistic Expectations – with Grier Rubeling (018)

79

There's a Shift Taking Place in the Industry, Helping FAs Achieve Real Scale, the Sell & Stay Model – with David Wood, Gateway Financial Partners (017)

80

What is Supported Independence? (016)

81

Going Independent, But Not Alone – with Private Advisor Group (015)

82

What Makes a Successful Transition: 7 Questions to Ask (014)

83

Why You Should Pass on $200,000 (013)

84

Leaving Wells Fargo: "I Was Literally Crippled by Fear" – with Sean Tyll (012)

85

The Anatomy of a Recruiting Deal – 4 Financial Considerations (011)

86

Level 10 Edward Jones Advisor's Journey to Independence – with Seth Liskey (010)

87

Top Five Independent Misconceptions (009)

88

Transitioning to RIA, What it Takes, M&A: Minority Sale – with Robert Russo (008)

89

Navigating the Bank Channel and My Transition to Independence – with Nic Nielsen (007)

90

Why Edward Jones Advisors Should Consider Independence (006)

91

FA Marketing that Works – with Corey Keating (005)

92

Seven (7) Reasons Why an Independent FA Would Switch Firms – (004)

93

Valuations at an All-Time High: Mergers & Acquisitions – with Jeff Nash (003)

94

Remove the Fear of Leaving Edward Jones – with Scott Matasar (002)

95

Welcome to Firm Transitions with Corey Walen