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All Episodes

The Compliance 911 Show — 101 episodes

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Title
1

CFPB NPR Section 1071 Compliance Dates

2

Compliance Risk Management in 2026

3

Important CRA Lesson from OCC proposal for all Intermediate-Small and Large Banks

4

Cyber Fraud Risk

5

Disparate Impact

6

2025 Recap

7

Electronic Funds Transfers Issues

8

The New Section 1071

9

Statistical Significance

10

Flood remains compliance challenge

11

Disparate Impact Derailed? What EO 14-281 Means for Fair Lending

12

Executive Order 14281: The End of Fair Lending Law Enforcement Through Use of the Disparate Impact Legal Theory?

13

Wild Times for the Community Reinvestment Act

14

Top challenges with Compliance Management

15

CFPB Extends Section 1071 Compliance Dates

16

2023 CRA Rule Repeal: Lessons to be Learned

17

Importance of Compliance Management in times of transition

18

The fatal flaws in the 2023 CRA rule

19

Fraud, the silent epidemic

20

Predictions regarding the 2023 CRA Rule and Section 1071 and how to prepare for expected developments

21

Elder Financial Exploitation

22

Third-Party Risk The competitive world of banking struggles to keep up with technological advances, particularly in a regulatory environment.

23

Changes in the Evolving approach to redlining

24

The Regulatory Situation After the Trump Executive Orders Regulatory Freeze Pending Review

25

Navigating 2025: Key Compliance Challenges and Regulatory Trends in Banking

26

Changes in the Evolving approach to redlining

27

Regulatory environment after the historic election and what we learned from the recent TD Bank penalty.

28

Navigating the New Compliance Landscape: CRA and Section 1071

29

FDIC Advertising & Signage rule changes

30

Teaching about the New Community Reinvestment Act with Linda Ezuka

31

Mastering the Community Reinvestment Act with Linda Ezuka

32

Red Warning on Redlining: Looking Ahead

33

Red Warning on Redlining: Looking Back

34

Redlining Isn’t What it Used To Be

35

Elder Abuse-Financial Exploitation and Fraud

36

The Court Decides But it Ain’t Over Till It’s Over

37

Flood Basics still causing pain for some

38

Redlining Complications Caused by Implementation of 2020 Census Tracts

39

Discrimination and Bias in Residential Lending

40

The Texas Court’s Preliminary Injunction Against the 2023 Rule

41

Climate Risk, the emerging risk

42

How to estimate how your performance will look under the new CRA

43

2024 Regulatory Hot Topics

44

Electronic Funds Transfers-The Investigation Process

45

The Coming Perfect Storm

46

The New CRA II - Retail Lending Test

47

ECOA Credit Denial and the use of AI

48

The New CRA - I

49

Reg. CC-Funds Availability, it ’s a good time to revisit the hold provisions and timing for Reg. CC.

50

The Importance of Assessment Areas

51

Electronic Funds Transfers-The Basics

52

What’s behind the increase in CRA Exam failures?

53

Electronic Funds Transfers-what you need to know when using cash applications such as Venmo

54

Statistical Measurements of compliance

55

Keeping up with all the new regulations

56

Combatting Redlining Initiative

57

Artificial Intelligence (AI) and Banking

58

Unveiling the Implications: How Section 1071 Reshapes Community Reinvestment Act Reporting

59

Back to ERM Basic

60

Section 1071

61

Fair Lending Examiner Exceptions

62

Community Development under CRA

63

Fair Lending Appraisal Bias

64

Impending Changes to CRA & imminent publication of Dodd-Frank Section 1071 Rule

65

BSA Basics

66

REMA’s: Their Use and Abuse by Regulators in the war against redlining

67

2023 Regulatory Hot Topics

68

Pending CRA Proposed Rule

69

While Fair Lending remains a hot topic, do not forget about the technical provisions of ECOA and FHA.

70

The coming Climate Risk Regulations

71

Overdraft programs and Junk fees, what you need to know

72

Maxine Waters CRA Surprise: HR 8833

73

Compliance Management Systems in 2022

74

How is the CRA Rule being enforced in the field?

75

Fair Lending remains are of interest for regulators

76

The new 2022 Census Tracts and their Impact on Banks.

77

UDAAP and CFPB Application of Unfairness`

78

Flood Violations Continue to Surge

79

Urgent 🔥🔥The 2022 CRA NPR description🔥🔥

80

Understanding the Bank CRA Size Categories and the Transition Rules

81

Peak inside Fair Lending regulatory enforcement for 2022

82

A new insight into PPP loans and their potential impact on CRA performance

83

Overdraft Protection Programs and UDAAP implications

84

Comparators

85

Climate Risk, an emerging hot topic

86

PPP Loans: the Final Word

87

BSA & Banking Marijuana Related Businesses

88

Important CRA Resolutions for 2022

89

Cyber Security Risk Reminders Headed into Holiday season and a peak into 2022 risk management hot topics

90

UDAAP an emerging hot topic.

91

Should a Bank Voluntarily Report its CRA data? Here are 7 Good Reasons

92

Confusion in CRA – the Devil Really is in the Details

93

Integrating Climate Change risk into your overall ERM

94

How to prepare for your Fair Lending exam?

95

What will the new CRA look like?

96

What you need to know about Insider Lending.

97

The OCC proposes to rescind the 2020 CRA Rule

98

More confusion about PPP loans

99

ECOA/FHA

100

A Very Serious and Growing CRA Assessment Area Problem

101

Enterprise Risk Management