132 - Fit and Proper Interviews with Regulators

If you've been asked to attend an interview with a regulator, don't panic! In this episode, I share my advice on how to approach these interviews and the types of questions to expect. If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just click here to review, select "Ratings and Reviews" and "Write a Review" and tell me what your favorite part of the podcast is. Today's episode: [00:38] An overview of today's topic: preparing for interviews with regulators. [01:06] The motivation behind this episode. [01:40] Potential reasons that a regulator will request an interview. [03:12] Types of questions that you should expect from an interview with a regulator. [04:25] Advice for how to approach interviews with regulators if you working in a foreign country. [05:49] Important documentation to take with you to a interview with a regulator. [06:56] Experiences that are irrelevant to your interview with a regulator. [07:27] What to do if your history contains some unsavory elements. [09:22] How to decide who to appoint as the board members for your company. Show links: Use this free resource to find, pay, and negotiate with board members: https://competitivecompliance.lpages.co/director-services-agreement-template/ Learn how to be valued as a FinTech compliance expert! Join our next call: https://yana-afanasieva.mykajabi.com/collective Interested in FinTech compliance? - consider investing in the FinTech Compliance Self-Starter Package! I would love to invite you to sign up for my newsletter. If you are interested, please click here. This is a public episode. If you would like to discuss this with other subscribers or get access to bonus episodes, visit eavesdroplive.substack.com