259 RIA Compliance and stock allocations

from The Phil Ferguson Show · host Phil Ferguson

Interview with Jarrod James. He has more than 10 years of experience at RIA Compliance Consultants. We discuss the details of government regulation and how they apply to investment advisors, broker dealers, registered reps and insurance agents. Also discussed: Suitability, fiduciary, due diligence and many other items. Investing skeptically: Some ideas on how to allocate your stock investments.

Episode metadata supplied by the publisher feed · Published May 2, 2018

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259 RIA Compliance and stock allocations

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