“Board of Directors Lightning Round” & Three Questions with Kathleen Edmond

In this episode, we conduct our Board of Directors Lightning Round. What are six common questions that directors might ask the compliance staff? We talk about explaining the importance of a risk-based program to discussing the Federal Sentencing Guidelines with your board. We also have Three Questions with… Kathleen Edmond. Kathleen is a rockstar among compliance officers. She ran the compliance program at a high-profile retailer. She has been cutting edge with her well-known blog and her use of social media.  We take a few moments to hear about her path to a compliance profession and some of her lessons learned.