Broker dealer registration + problem walkthrough (Series 63, 65, 66)

Another commonly tested topic on the Series 63, 65, and 66 exams is how broker dealers are registered. Brandon Rith, Achievable FINRA author and founder of Basic Wisdom FINRA tutoring, shares how the BD registration process works at a high level before walking you through a BD registration problem in Achievable's Series 65 course. Follow along with the podcast by opening the problem here, no signup required. Achievable is a modern test prep platform for the FINRA SIE, Series 6, 7, 63, 65, and 66. Try our courses for free at https://achievable.me