Capital markets enforcement: innovative, and controversial, new directions

In this article – “Capital markets enforcement: innovative, and controversial, new directions” – we review capital markets regulatory and enforcement trends in 2023 and how the increasing regulatory focus on developing innovative enforcement tools may indicate further regulatory action in the years to come. This article is authored by Lawrence Ritchie, a partner and Chair, Risk Management and Crisis Response and Alexander Cobb and Teresa Tomchak, partners, Litigation, and by Jayne Cooke and Ankita Gupta, associates, Litigation. Osler Legal Outlook is brought to you by Osler, Hoskin & Harcourt LLP. Osler is a leading, national law firm with a singular focus – your business. We advise clients on an array of domestic and cross-border legal issues, drawing on the expertise of over 550 lawyers to provide the answers you need, when you need them.Osler Legal Outlook provides general information only and does not constitute legal or other professional advice. Specific advice should be sought in connection with your circumstances.For more information about Osler, please visit our website at osler.com. For the full Osler Legal Outlook, please visit www.legaloutlook.ca.