EPISODE · Jul 20, 2022 · 59 MIN
CFRs and OAs
from CE Drive with Jason Watt · host cedrive
Compliance officer Bill Donegan joins Jason for a discussion of the important changes required of advisors under the Client Focused Reforms. Subscribe at the CE Drive Podcast Page to get access to Quizzes! Supplementary Materials: Client Focused Reforms – Frequently Asked Questions CUSIP Number
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CFRs and OAs
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