Compliance Under the Biden Administration

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt and Tom go into the weeds to look at compliance issues relevant to the next administration. Some of the issues we consider are:  What are some of the key appointments to follow? Where will FCPA enforcement go? Will use of monitors increase? How might the tone of SEC initiative and enforcement change under the Biden Administration? There has been increased scrutiny by the OCC and Fed on financial institutions compliance program. Will it continue? The Trump Administration attacks on Diversity and Inclusion training will end.  Resources See Matt’s blog posts on Radical Compliance- The Biden Administration and Compliance Learn more about your ad choices. Visit megaphone.fm/adchoices