CRD Transformation: Enhancing the Registration & Disclosure Process

FINRA’s Central Registration and Depository (CRD) system is the central licensing and registration system not just for FINRA, but also for U.S. securities exchanges and all 50 states . But the system is still partying like it’s 1999. Twenty years after the CRD system’s last major update, FINRA is in the middle of a multi-year effort to overhaul the registration and disclosure system that is the backbone of the BrokerCheck, the free tool that allows investors to research the background of their financial professionals and firms. On this episode of FINRA Unscripted, FINRA’s executive vice president of Registration & Disclosure, Derek Linden, tells us more about the transformation and what users can expect. Resources mentioned in this episode: CRD Transformation Website Announcement: CRD Transformation BrokerCheck 12: How the Cloud Has Revolutionized FINRA Technology Find us:  LinkedIn / X / YouTube / Facebook / Instagram / E-mailSubscribe to our show on Apple Podcasts, Google Play and by RSS.

Episode metadata supplied by the publisher feed · Published Mar 5, 2019

Embed this episode

Attribution link and audio player

What this episode covers

Twenty years after its last major update, FINRA’s Central Registration and Depository (CRD) system, the backbone of BrokerCheck, is getting a facelift. On this episode of FINRA Unscripted, we hear what users can expect from the multi-year CRD transformation process.

Distinct summary based on available episode metadata or transcript content.

NOW PLAYING

CRD Transformation: Enhancing the Registration & Disclosure Process

0:00 18:32

1×

No transcript for this episode yet

We transcribe on demand. Request one and we'll notify you when it's ready — usually under 10 minutes.

Share this episode

Similar Episodes

No similar episodes found.

Similar Podcasts

Family From The Heart Cliff & Stephanie Ravenscraft In the Family From The Heart Podcast, Cliff and Stephanie give you a behind the scenes look into the lives of the Ravenscraft family. This is an entertaining podcast that is meant to be an authentic, unscripted, look into lives of a family who have given up on the ordinary to pursue the lives for which they were created.Be sure to check out Stephanie's current main podcast, Thriving Mosaic, in your favorite podcast directory.Be sure to check out Cliff's current main podcast, The Cliff Ravenscraft Show, in your favorite podcast directory. Serious Sellers Podcast: Learn How To Sell On Amazon FBA & Walmart Helium 10 Are you an Amazon FBA, Walmart, or Ecommerce Seller, or someone interested in becoming one? The Serious Sellers Podcast by Helium 10 is an unscripted, unrehearsed, BS-free, organic conversation between host Bradley Sutton, and real life sellers and thought leaders in the ecommerce world, where they share the top strategies that will help sellers of all levels succeed. In addition, every week there is an episode of the ”Weekly Buzz” which gives a rundown of the latest news in the Ecommerce world. The Dov Baron Show Dov Baron The Dov Baron Show: Unmasking Hidden Truths for High-Profile Deep ThinkersThis isn't just another leadership podcast. It's a high-stakes exploration into the minds of those shaping the world... minus the usual talking points.Every episode is a raw, unscripted collaboration between my guest and me, Dov Baron, as we dive into the truths no one else dares to ask about. My guests? Often unknown to the general public but absolute titans in their fields—the kind of people high-profile leaders turn to when they need an edge.Here, generous curiosity meets bold conversation. Expect a mix of playful irreverence and deep intellectual firepower that forces you to rethink what you thought you knew.If you're the kind of leader who craves depth over soundbites and insight over ego-stroking, hit subscribe—because this is where real thinkers come to sharpen their edge.

Frequently Asked Questions

How long is this episode of FINRA Unscripted?

This episode is 18 minutes long.

When was this FINRA Unscripted episode published?

This episode was published on March 5, 2019.

Can I download this FINRA Unscripted episode?

Yes. Use the download control on the episode player to save the publisher-provided media file.

URL copied to clipboard!