Developments Affecting 10b5-1 Trading Plans

from S&C Critical Insights · host Sullivan & Cromwell

In this episode of S&C’s Critical Insights, Sarah Payne and Cathy Clarkin discuss the latest developments relating to 10b5-1 trading plans. They explore several proposed reforms by the SEC, which include a cooling off period between entering a newly adopted or modified plan and making an initial trade, a prohibition on overlapping plans and mandatory disclosure requirements. They also discuss considerations relating to current plans given the prospect of these pending rules. Please visit us @ Sullcrom.com

Episode metadata supplied by the publisher feed · Published Dec 6, 2021

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Developments Affecting 10b5-1 Trading Plans

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