Does This Phishy 403(b) Email Violate FINRA Regulations? (#364)

from Teach and Retire Rich · host Daniel Otter, PhD and Scott Dauenhauer, CFP®

Teacher gets phishy email from Equitable salesperson. Does it violate FINRA section 2210(d)(1)(A) and (B)? Equitable to Pay $50 Million Penalty What's That Phishy Smell in Your Inbox? Learned by Being Burned - Short pod series about how teachers got burned then got wise to the 403(b) Meridian Wealth Management 403bwise.org Nothing presented or discussed is to be construed as investment or tax advice. This can be secured from a vetted Certified Financial Planner (CFP®).

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This episode was published on March 7, 2025.

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