Ep.185 – Joseph Borg on State Securities Regulation (Part II)

Joseph Borg, who recently retired from three decades as director of the Alabama Securities Commission, joins the Business Scholarship Podcast to discuss his career as a state securities regulator. Topics in this second part of a two-episode interview include public service in securities regulation; cooperation between state regulators, FINRA, and the SEC; and agency funding and resources. This episode is hosted by Andrew Jennings, associate professor of law at Emory University, and Benjamin Edwards, associate professor of law at the University of Nevada, Las Vegas. The episode was edited by Warren Zhang, a rising second-year law student at Emory University.