EPISODE · May 14, 2025 · 30 MIN
Ep 3. The Future of SOAs: AI, Compliance, and the Mindset Shift
from The Scientiam Show · host Nigel Baker
In this episode, host Nigel Baker is joined by Dr Katherine Hunt to explore one of the most debated topics in the financial advice industry: the future of Statements of Advice (SOAs). With looming legislative changes, increased scrutiny on compliance, and the rapid evolution of AI tools, how should advisers respond?This episode dives into:✅ AI and the automation of SOA workflows✅ Compliance in a post-reform world✅ Why advice quality starts with strategy, not documents✅ The role of tech in scaling meaningful client engagement✅ Practical opportunities for paraplanning firms and licensees Packed with insights, strong opinions, and practical suggestions — this is a must-listen for forward-thinking financial professionals.🎧 Listen now and transform the way you think about advice delivery.
What this episode covers
In this episode, host Nigel Baker is joined by Dr Katherine Hunt to explore one of the most debated topics in the financial advice industry: the future of Statements of Advice (SOAs). With looming legislative changes, increased scrutiny on compliance, and the rapid evolution of AI tools, how should advisers respond?This episode dives into:✅ AI and the automation of SOA workflows✅ Compliance in a post-reform world✅ Why advice quality starts with strategy, not documents✅ The role of tech in scaling meaningful client engagement✅ Practical opportunities for paraplanning firms and licensees Packed with insights, strong opinions, and practical suggestions — this is a must-listen for forward-thinking financial professionals.🎧 Listen now and transform the way you think about advice delivery.
NOW PLAYING
Ep 3. The Future of SOAs: AI, Compliance, and the Mindset Shift
No transcript for this episode yet
Similar Episodes
Mar 26, 2026 ·1m
Mar 19, 2026 ·34m
Feb 18, 2026 ·11m
Feb 11, 2026 ·45m