Ep 3. The Future of SOAs: AI, Compliance, and the Mindset Shift

In this episode, host Nigel Baker is joined by Dr Katherine Hunt to explore one of the most debated topics in the financial advice industry: the future of Statements of Advice (SOAs). With looming legislative changes, increased scrutiny on compliance, and the rapid evolution of AI tools, how should advisers respond?This episode dives into:✅ AI and the automation of SOA workflows✅ Compliance in a post-reform world✅ Why advice quality starts with strategy, not documents✅ The role of tech in scaling meaningful client engagement✅ Practical opportunities for paraplanning firms and licensees Packed with insights, strong opinions, and practical suggestions — this is a must-listen for forward-thinking financial professionals.🎧 Listen now and transform the way you think about advice delivery.