Episode 22: Ongoing DDO obligations for Managed Account providers

from IMAP Podcast Series - Independent Thought · host IMAP

Jenny Mulders - Chair of the IMAP Regulatory Group (Source Services), Jesse Vermiglio (Holley Nethercote) and Simon Carrodus (Hamilton Locke) from IMAPs Regulatory Group discuss:- Different obligations for different managed account structures- Complaints management- Target Market Determinations (TMDs) Moderated by David McDonald, CFA - IMAP

Episode metadata supplied by the publisher feed · Published Jun 13, 2023

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Episode 22: Ongoing DDO obligations for Managed Account providers

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This episode is 30 minutes long.

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This episode was published on June 13, 2023.

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