Equitable SEC Settlement (#229)

from Teach and Retire Rich · host Dan Otter, PhD and Scott Dauenhauer, CFP®

Fifty million more reasons to hate Equitable Financial after the Securities and Exchange Commission fined the firm $50 million for "materially misleading statements and omissions concerning investor fees." We discuss settlement and ask the question: Why would any school district continue to let this firm sell financial products to its employees? SEC Settlement Announcement Learned by Being Burned Meridian Wealth Management 403bwise.org

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This episode was published on August 5, 2022.

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