EPISODE · Sep 9, 2016
fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?
from Fi360 Fiduciary Talk · host fi360, Inc.
As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.
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fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?
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