FINRA Arbitration: Why the Odds Are Stacked Against Small Investors

from Watchdog on Wall Street with Chris Markowski · host Finance, Investing, & Markets

LISTEN and SUBSCRIBE on:Apple Podcasts: https://podcasts.apple.com/us/podcast/watchdog-on-wall-street-with-chris-markowski/id570687608 Spotify: https://open.spotify.com/show/2PtgPvJvqc2gkpGIkNMR5i WATCH and SUBSCRIBE on:https://www.youtube.com/@WatchdogOnWallstreet/featured “May the odds be in your favor”—nice line, terrible reality. If you’re an individual investor taking on a big investment firm, the odds are anything but fair. This episode pulls back the curtain on FINRA’s arbitration system, where deep-pocketed firms, elite lawyers, and cozy industry relationships tilt the playing field. From firms quietly weeding out tough arbitrators to cases dragged out until investors settle for pennies on the dollar, this is how the system really works. Bottom line: understand who you’re doing business with—because if you’re just a number, they won’t fight for you.

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This episode is 7 minutes long.

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This episode was published on February 3, 2026.

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LISTEN and SUBSCRIBE on:Apple...

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