Global approaches // Contentious Regulatory

Episode 2 of the The Linklaters Podcast podcast, hosted by Linklaters, titled "Global approaches // Contentious Regulatory" was published on May 17, 2021 and runs 12 minutes.

May 17, 2021 ·12m · The Linklaters Podcast

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Summary

Episode 2: Non-financial misconduct and whistleblowing In this podcast Dispute Resolution partner Gavin Lewis and Financial Regulation counsel Sara Cody examine the approach of global financial regulators to non-financial misconduct and whistleblowing. We look at some of the reasons why some regulators have begun to focus on non-financial misconduct as part of their assessment of individuals' suitability, and the increasing importance of effective whistleblowing programs.

Episode Description

Episode 2: Non-financial misconduct and whistleblowing

In this podcast Dispute Resolution partner Gavin Lewis and Financial Regulation counsel Sara Cody examine the approach of global financial regulators to non-financial misconduct and whistleblowing. We look at some of the reasons why some regulators have begun to focus on non-financial misconduct as part of their assessment of individuals' suitability, and the increasing importance of effective whistleblowing programs.

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