Global approaches // Contentious Regulatory

from The Linklaters Podcast · host Linklaters

Episode 2: Non-financial misconduct and whistleblowing In this podcast Dispute Resolution partner Gavin Lewis and Financial Regulation counsel Sara Cody examine the approach of global financial regulators to non-financial misconduct and whistleblowing. We look at some of the reasons why some regulators have begun to focus on non-financial misconduct as part of their assessment of individuals' suitability, and the increasing importance of effective whistleblowing programs.

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This episode is 12 minutes long.

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This episode was published on May 17, 2021.

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