How to Navigate Financial Services Compliance in 2024 episode artwork

EPISODE · Jan 24, 2024 · 18 MIN

How to Navigate Financial Services Compliance in 2024

from The Out and About Podcast · host Out and About Communications

Leila Shaver knows compliance for a wealth management company is not a simple task and requires specialized knowledge. That’s why she founded My RIA Lawyer, an outsourced agency focused on navigating the legal complexities of the RIA space. A self-labeled “compliance nerd,” Leila uses her background to serve a range of clients, from start-ups to established firms with billions in assets under management.Featured Resources & Shoutouts  My RIA Lawyer  My RIA Lawyer LinkedIn FINRA Press Releases SEC Press Releases NASAALike what you heard? You’d also love: Cybersecurity: How To Proactively Outsmart Cyber Threats For Your Financial Services Firm How To Create Trust-Based Lead Generation With Fintech Solutions Alleviating Client Pain Points Through Proactive EducationListen to Leila share her insights on compliance in 2024, and how your firm can stay educated and in the clear with changes.Loved this interview? Leave a review and subscribe so you don’t miss the next one!Want to learn more about us? Check out our website at https://www.outandaboutcommunications.com/ 

Episode metadata supplied by the publisher feed · Published Jan 24, 2024

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How to Navigate Financial Services Compliance in 2024

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