How to Navigate the Sale of Securities Under Regulation D

Raising capital through a private offering can be highly effective—but only if done in full compliance with Regulation D under the Securities Act of 1933. In this presentation, I explain how to structure and execute the sale of securities legally while minimizing regulatory exposure. You’ll learn the differences between Rule 504, Rule 506(b), and Rule 506(c) offerings, including investor qualifications, disclosure requirements, and general solicitation restrictions. I also cover Form D filing requirements, Blue Sky laws, and common compliance mistakes that lead to SEC scrutiny. Whether you are raising funds for a startup, real estate venture, or private investment offering, this presentation provides a clear, practical overview of how to navigate Regulation D offerings safely, legally, and strategically. Learn more: https://www.cummings.law/how-to-navigate-the-sale-of-securities-under-regulation-d/