Implications for asset managers // Consumer Duty

Episode 4 of the The Linklaters Podcast podcast, hosted by Linklaters, titled "Implications for asset managers // Consumer Duty" was published on November 11, 2021 and runs 18 minutes.

November 11, 2021 ·18m · The Linklaters Podcast

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Summary

Episode 4: The FCA’s Consumer Duty In this podcast episode we discuss aspects of the FCA's proposed financial services consumer duty that may have particular implications for both retail and wholesale asset managers - including how the duty can apply to various firms in the distribution chain, how the consumer duty could go beyond existing TCF obligations, and a focus on communications and fair value. This episode features Sara Cody and Raza Naeem, both counsel in our London financial regulation practice. An infographic accompanies this episode. And for all our resources on the FCA's proposals including more podcast episodes and infographics, visit our webpage.

Episode Description

Episode 4: The FCA’s Consumer Duty

In this podcast episode we discuss aspects of the FCA's proposed financial services consumer duty that may have particular implications for both retail and wholesale asset managers - including how the duty can apply to various firms in the distribution chain, how the consumer duty could go beyond existing TCF obligations, and a focus on communications and fair value.

This episode features Sara Cody and Raza Naeem, both counsel in our London financial regulation practice.

An infographic accompanies this episode. And for all our resources on the FCA's proposals including more podcast episodes and infographics, visit our webpage.

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