LexisNexis® Corporate & Securities Law Community Podcast featuring Brian L. Rubin of Sutherland Asbill & Brennan on Whether Broker-Dealers Should Self Report Problems

On this edition, Brian Rubin of Sutherland Asbill & Brennan discusses the issues involved in deciding whether broker-dealers should self-report problems, assuming no regulatory obligation to do so. He talks about some of the differences between SEC and FINRA standards in considering whether a firm should self report. Copyright©2010 LexisNexis, a division of Reed Elsevier Inc. Visit www.lexisnexis.com/community/corpsec.