Market Matters: SEC Amends Proxy Voting Advice Rules
from Thompson Hine Podcasts Hosted by Thompson Hine
Thompson Hine is pleased to share with you the latest episode of Market Matters, our podcast series that explores legal and regulatory issues affecting the investment management industry. As a follow-up to our November 2019 podcast discussing last year’s proposed amendments to the SEC’s proxy voting rules, this second installment explores the final amendments as adopted, as well as guidance issued by the SEC to investment advisers regarding their proxy voting responsibilities. Mike Wible, a partner in our Investment Management practice joins Nathan Holmes, a partner in our Tax and Employee Benefits & Executive Compensation practices, to examine the latest developments and impacts of the newly adopted rules and guidance. Key topics include: Changes from the SEC’s 2019 Proposing Release and responses from proxy advisory firms Ensuring client access to more transparent, accurate and complete proxy voting information Effective dates and practical considerations for issuer companies
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