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EPISODE · Jul 13, 2024 · 4 MIN

Navigating the New SEC Marketing Rule for Fintech Companies

from Womble Perspectives

The world of investment advising is rapidly evolving, and AI is at the forefront of this transformation.  With these advancements, however, come new regulations designed to ensure transparency and fairness. The SEC Marketing Rule, revamped in 2020, has significant implications for fintech companies, especially those leveraging AI. Read the full article.About the authors:Louis FroelichJoshua Wabnik

Episode metadata supplied by the publisher feed · Published Jul 13, 2024

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Navigating the New SEC Marketing Rule for Fintech Companies

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