New year new standards: will regulated individuals in financial services need to be “paragons of virtue”? episode artwork

EPISODE · Dec 12, 2023 · 20 MIN

New year new standards: will regulated individuals in financial services need to be “paragons of virtue”?

from The Work Agenda · host Lewis Silkin

The Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) are looking to re-emphasise the regulators’ position that non-financial misconduct is misconduct for regulatory purposes. On the agenda today, we briefly discuss the fitness and propriety and conduct rules requirements, as well as the forthcoming guidance ahead of the consultation closing date on 18 December. Find out more here.

Episode metadata supplied by the publisher feed · Published Dec 12, 2023

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New year new standards: will regulated individuals in financial services need to be “paragons of virtue”?

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