Plan Fiduciary 101

Allison Brecher Bio: Allison is the General Counsel at Vestwell, where she leads the legal, compliance, and data privacy operations at the company. She has practiced in the ERISA, employee benefits, and privacy areas for more than 20 years. She brings her prior experience as in-house counsel at global Fortune 200 companies to a startup and she enjoys using her expertise to educate plan sponsors, advisors, and others about the legal and compliance issues involved with operating their retirement plans. Topic I – Introduction Topic II – Fiduciary Duties of ERISA Topic III – Can a plan sponsor delegate all of its fiduciary duties? Topic IV – Plan considerations to account for when selecting the investment options for the plan Topic V – Current litigation issues Topic VI – Closing Remarks Guest Speaker Information: Allison Brecher, General Counsel Allison Brecher LinkedIn: https://www.linkedin.com/in/allisonbrecher/ Company Info: Vestwell Website: https://vestwell.com/ Company Linkedin: https://www.linkedin.com/company/vestwell-advisors/ Facebook: https://www.facebook.com/vestwell401k/ Twitter: https://twitter.com/Vestwell United of State Department of Labor Employee Benefits Security Administration Seminars and Webcasts https://www.dol.gov/agencies/ebsa/about-ebsa/our-activities/resource-center/seminars-and-webcasts 401(k) plans https://www.dol.gov/agencies/ebsa/key-topics/retirement/401k-plans RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: [email protected] Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram: https://www.instagram.com/riacomplianceconcepts/ Host Information Ivan Barretto, Managing Director LinkedIn: https://www.linkedin.com/in/ivanbarretto30/ Megan Campbell, Managing Director LinkedIn: https://www.linkedin.com/in/megan-campbell-5016a442/