Q60 - How Does A Wirehouse Compare To An RIA? episode artwork

EPISODE · Mar 23, 2022 · 26 MIN

Q60 - How Does A Wirehouse Compare To An RIA?

from Transition To RIA Podcast · host Brad Wales

Are you a financial advisor at a wirehouse (or W2 firm) currently?Are you considering moving your practice to one?There are fundamental differences in the business model of a wirehouse firm, and the RIA model.In the latest episode of my RIA explanatory series I explain these differences and how they impact you, and your clients.Topics include the differences in:CompensationTechnologyComplianceReal EstateTAMPsCome take a listen!Show notes: https://TransitionToRIA.com/how-does-a-wirehouse-compare-to-an-riaAbout Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. On his website (TransitionToRIA.com) he has a large catalog of free videos, whitepapers, as well as other resources to help advisors fully understand the RIA model and how it would apply to their unique circumstances.

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