EPISODE · Feb 18, 2021 · 26 MIN
Rule 10b5-1 Trading Plans with Professor Daniel Taylor
from The Voice of Corporate Governance · host The Council of Institutional Investors
In this episode, CII general counsel Jeff Mahoney interviews Daniel Taylor, Associate Professor of Accounting at the Wharton School, University of Pennsylvania. Professor Taylor discusses Rule 10b5-1 trading plans: What are they; how they may be abused by corporate executives; and what reforms should investors be advocating for. Professor Taylor is a co-author of a recent paper: Gaming the System: Three 'Red Flags' of Potential 10b5-1 Abuse.
What this episode covers
In this episode, CII general counsel Jeff Mahoney interviews Daniel Taylor, Associate Professor of Accounting at the Wharton School, University of Pennsylvania. Professor Taylor discusses Rule 10b5-1 trading plans: What are they; how they may be abused by corporate executives; and what reforms should investors be advocating for. Professor Taylor is a co-author of a recent paper: Gaming the System: Three 'Red Flags' of Potential 10b5-1 Abuse.
NOW PLAYING
Rule 10b5-1 Trading Plans with Professor Daniel Taylor
No transcript for this episode yet
Similar Episodes
Mar 26, 2026 ·1m
Mar 19, 2026 ·34m
Feb 18, 2026 ·11m
Feb 11, 2026 ·45m