SEC Enforcement and SPACs

In this SPAC Podcast Spotlight, Nick Morgan, President and Founder of the Investor Choice Advocates Network (ICAN), shares his perspective on how the SEC approaches SPAC enforcement. Drawing on past enforcement activity and rulemaking debates, he explains why Commissioner Hester Peirce’s dissents may offer insight into how the Commission views SPACs today.Nick also references the SEC’s first SPAC-related enforcement action in 2021 and notes how Commissioner commentary has influenced the policy discussion around SPACs. His insights shed light on how regulatory perspectives can shape the market environment.Disclaimer: The views, opinions, and statements expressed by the guest are solely their own and do not necessarily reflect the views of The SPAC Podcast, its hosts, or affiliated organizations. This content is for informational purposes only and should not be construed as investment, legal, or financial advice.Connect with the Guest: Nick Morgan – President & Founder, Investor Choice Advocates Network (ICAN) Website: http://www.icanlaw.org/ Spotify: https://open.spotify.com/show/35ThEEfx6jHDdcMP74kJba X (Twitter): https://x.com/InvestorChAdNt YouTube: https://www.youtube.com/@investorchoiceadvocatesnet5456 LinkedIn: https://www.linkedin.com/in/nick-morgan-9182744/ View all of their episodes here: https://www.thespacpodcast.com/guests/nick-morgan/Connect with the Hosts & The SPAC Podcast: Michael Blankenship LinkedIn: https://www.linkedin.com/in/mikeblankenship/ Joshua Wilson LinkedIn: https://www.linkedin.com/in/joshuabrucewilson/ YouTube Channel: https://www.youtube.com/@Thespacpodcast#SPACs #CapitalMarkets #SPACPodcast #SECEnforcement #SPACRegulation #InvestorAdvocacy #NickMorganContact The SPAC Podcast: https://www.thespacpodcast.com/contact/Disclaimer: Michael J. Blankenship is a licensed attorney and partner at Winston Taylor. Joshua Wilson is a licensed Florida real estate broker and holds FINRA Series 79 and Series 63 licensure. The content of this podcast is for informational and educational purposes only and should not be considered legal, financial, or compliance advice. All views and opinions expressed by the hosts and guests are their own and do not necessarily reflect the policies or positions of any regulatory agency, law firm, organization, or employer. Listeners should consult their own legal counsel, compliance teams, or financial advisors to ensure adherence to applicable regulations, including SEC, FINRA, and other industry-specific requirements. This podcast does not constitute a solicitation or recommendation for any financial products or services.Let's Connect on LinkedIn: https://www.linkedin.com/in/mikeblankenship/ https://www.linkedin.com/in/joshuabrucewilson/ To Contact Us, Please Visit: https://www.TheSPACPodcast.com/contact/