Technical Violations of Securities Law with Edward Gartenberg

from Global Investment Voice · host Mona Shah & Associates Global

In the last five years, the SEC seems to have made EB-5 a major priority. Today, Mark and Mona are joined by leading SEC defense attorney Edward Gartenberg to explain how the EB-5 program falls under SEC jurisdiction. They cover proceeds and broker-dealer violations, the issuer exemption, and the potential consequences of breaking securities laws—regardless of your intentions.If you have questions about investment immigration, please reach out to Mona Shah & Associates.Phone: 212-233-7473Email: [email protected] discover the show notes on this episode as well as other topics, information, and resources; please head over to http://www.MShahLaw.com/Podcasts

What this episode covers

In the last five years, the SEC seems to have made EB-5 a major priority. Today, Mark and Mona are joined by leading SEC defense attorney Edward Gartenberg to explain how the EB-5 program falls under SEC jurisdiction. They cover proceeds and broker-dealer violations, the issuer exemption, and the potential consequences of breaking securities laws—regardless of your intentions. If you have questions about investment immigration, please reach out to Mona Shah & Associates. Phone: 212-233-...

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Technical Violations of Securities Law with Edward Gartenberg

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This episode is 31 minutes long.

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This episode was published on May 10, 2018.

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