The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests

from Smarter Lawcast with Hall & Wilcox · host Hall & Wilcox

John Hutchinson and Vanessa Murphy discuss proposed changes to the wholesale client and sophisticated investor tests, which have not been updated since 2001. They examine what the tests are, how they are used and how the changes may impact companies wishing to raise capital, among other issues.

Episode metadata supplied by the publisher feed · Published May 14, 2024

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The ECM Exchange: Proposed changes to wholesale client and sophisticated investor tests

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