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EPISODE · Oct 31, 2024 · 21 MIN

The SEC vs the Courts

from Off the Books · host Workiva

Recently, the courts struck down the SEC’s private fund adviser rule. We turned to former SEC enforcement attorney Ron Geffner for an overview of the rules, the court’s decision, and the potential ripple effects—plus, other challenges facing the SEC and possible changes with a new SEC chair.

What this episode covers

Recently, the courts struck down the SEC’s private fund adviser rule. We turned to former SEC enforcement attorney Ron Geffner for an overview of the rules, the court’s decision, and the potential ripple effects—plus, other challenges facing the SEC and possible changes with a new SEC chair.

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The SEC vs the Courts

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Frequently Asked Questions

How long is this episode of Off the Books?

This episode is 21 minutes long.

When was this Off the Books episode published?

This episode was published on October 31, 2024.

What is this episode about?

Recently, the courts struck down the SEC’s private fund adviser rule. We turned to former SEC enforcement attorney Ron Geffner for an overview of the rules, the court’s decision, and the potential ripple effects—plus, other challenges facing the...

Can I download this Off the Books episode?

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