Thinking about Clawbacks

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, we consider the recent SEC requirement for companies to publicly report clawback provisions and their effects in conjunction with the DOJ requirements for clawbacks. Highlights include: ·       What are clawbacks? ·       What does the SEC rule require? ·       Are clawbacks the mirror of executive incentives? ·       How does the DOJ position, as laid out in the Monaco Memo differ (if any) from the SEC requirements? ·       How far down the corporate chain must a clawback provision impact?  Resources Matt in Radical Compliance Tom in the FCPA Compliance and Ethics Blog Learn more about your ad choices. Visit megaphone.fm/adchoices