Two years of CIRO: enforcement, harmonization and what’s next

In this article – “Two years of CIRO: enforcement, harmonization and what’s next” — we review the Canadian Investment Regulatory Organization’s accomplishments as well as its top priorities for the future. Key topics include regulatory harmonization, enforcement trends, dual registration, advisor compensation and client-focused reforms.This article is authored by Lawrence Ritchie, partner and Chair of Osler’s national Risk Management and Crisis Response practice, Alex Cobb, a partner in the Disputes practice and Lorraine Lynds, partner in the Corporate Group, together with Lipi Mishra and Jayne Cooke, associates in the Disputes practice. Osler Legal Outlook is brought to you by Osler, Hoskin & Harcourt LLP. Osler is a leading, national law firm with a singular focus — your business. We advise clients on an array of domestic and cross-border legal issues, drawing on the expertise of over 600 lawyers to provide the answers you need, when you need them.Osler Legal Outlook provides general information only and does not constitute legal or other professional advice. Specific advice should be sought in connection with your circumstances.For more information about Osler and for the full Osler Legal Outlook, please visit our website at osler.com.