Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

As the financial industry continues to evolve, it's important to stay ahead of emerging risks and trends. On this episode of FINRA Unscripted, the leaders of FINRA's new Strategic Intelligence and Analytics (StratIntel) team discuss how they are working to identify and analyze these industry developments.On this episode, we sit down with the leaders of the StratIntel team: Senior Vice President of Data and Analytics for Member Supervision Jim Reese, and his two Vice Presidents, Brita Bayatmakou and Clint Johnson. The three share insights on how this new team is evolving FINRA's approach to intelligence gathering and risk monitoring, and the innovative ways they are using data and analytics to support FINRA's mission of investor protection and market integrity.Resources mentioned in this episode:2025 Regulatory Oversight Report3110. SupervisionEpisode 168: Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial GoalsEpisode 169: Unpacking FINRA’s 2025 Regulatory Oversight Report Find us: LinkedIn / X / YouTube / Facebook / Instagram / E-mailSubscribe to our show on Apple Podcasts, Google Play and by RSS.

Episode metadata supplied by the publisher feed · Published Feb 11, 2025

Embed this episode

Attribution link and audio player

What this episode covers

As the financial industry continues to evolve, it's important to stay ahead of emerging risks and trends. On this episode of FINRA Unscripted, we sit down with the leaders of FINRA's new Strategic Intelligence and Analytics team to discuss how they are working to identify and analyze these industry developments.

Distinct summary based on available episode metadata or transcript content.

Ready to play

Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

0:00 35:15

1×

No transcript for this episode yet

We transcribe on demand. Request one and we'll notify you when it's ready — usually under 10 minutes.

Share this episode

Similar Episodes

No similar episodes found.

Similar Podcasts

Finance Roundtable Podcast Jacob Gold and Kelvin Gold It is a complicated and tricky world out there. Without a solid understanding of how money works, life can be even more challenging.We get it, talking about money is uncomfortable but we all can agree that it is an important topic to understand.The Finance Roundtable Podcast team wants to bring you along as we interview some remarkable professors, professional athletes & financial strategists about money.If you have ever wondered what is talked about between financial professionals and what goes through our minds when we are off the clock; then you will want to check out the Finance Roundtable Podcast. Jacob Gold and Michael Cochell are Financial Advisors offering securities and advisory services through Cetera Advisor Networks LLC (doing insurance business in California as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker dealer and Registered Investment Adviser. Cetera is under separate ownership from any other named entity. Jacob’s Family From The Heart Cliff & Stephanie Ravenscraft In the Family From The Heart Podcast, Cliff and Stephanie give you a behind the scenes look into the lives of the Ravenscraft family. This is an entertaining podcast that is meant to be an authentic, unscripted, look into lives of a family who have given up on the ordinary to pursue the lives for which they were created.Be sure to check out Stephanie's current main podcast, Thriving Mosaic, in your favorite podcast directory.Be sure to check out Cliff's current main podcast, The Cliff Ravenscraft Show, in your favorite podcast directory. Serious Sellers Podcast: Learn How To Sell On Amazon FBA & Walmart Helium 10 Are you an Amazon FBA, Walmart, or Ecommerce Seller, or someone interested in becoming one? The Serious Sellers Podcast by Helium 10 is an unscripted, unrehearsed, BS-free, organic conversation between host Bradley Sutton, and real life sellers and thought leaders in the ecommerce world, where they share the top strategies that will help sellers of all levels succeed. In addition, every week there is an episode of the ”Weekly Buzz” which gives a rundown of the latest news in the Ecommerce world.

Frequently Asked Questions

How long is this episode of FINRA Unscripted?

This episode is 35 minutes long.

When was this FINRA Unscripted episode published?

This episode was published on February 11, 2025.

Can I download this FINRA Unscripted episode?

Yes. Use the download control on the episode player to save the publisher-provided media file.

URL copied to clipboard!