What Is the Role of a Transfer Agent in a SPAC Transaction?

In this episode of The SPAC Podcast, Mike Blankenship sits down with Seth Farbman, President of VStock Transfer, to unpack the often overlooked—but critical—role of the transfer agent in a SPAC transaction.Seth shares why the transfer agent acts as the gatekeeper of the cap table, balancing the needs of both the issuer and shareholders. From handling shareholder communication to ensuring accuracy and responsiveness throughout the de-SPAC process, transfer agents are a foundational part of the capital markets infrastructure. This episode highlights the human side of shareholder engagement and the behind-the-scenes coordination that helps deals run smoothly.👉 Learn more at TheSPACPodcast.com📍 Connect with Seth at linkedin.com/in/sethfarbman#SPACs#TransferAgent#CapTable#ShareholderEngagement#CapitalMarkets#DeSPAC#SPACPodcastDisclaimer: Michael J. Blankenship is a licensed attorney and partner at Winston Taylor. Joshua Wilson is a licensed Florida real estate broker and holds FINRA Series 79 and Series 63 licensure. The content of this podcast is for informational and educational purposes only and should not be considered legal, financial, or compliance advice. All views and opinions expressed by the hosts and guests are their own and do not necessarily reflect the policies or positions of any regulatory agency, law firm, organization, or employer. Listeners should consult their own legal counsel, compliance teams, or financial advisors to ensure adherence to applicable regulations, including SEC, FINRA, and other industry-specific requirements. This podcast does not constitute a solicitation or recommendation for any financial products or services.Let's Connect on LinkedIn: https://www.linkedin.com/in/mikeblankenship/ https://www.linkedin.com/in/joshuabrucewilson/ To Contact Us, Please Visit: https://www.TheSPACPodcast.com/contact/