What Transfer Agents Must Get Right in SPAC Deals

In this episode of The SPAC Podcast, Seth Farbman shares a cautionary tale that underscores the importance of responsive and modern transfer agents in the SPAC ecosystem. Drawing from personal experience, Seth recounts a scenario where outdated communication practices—from requiring physical mail to issuing inaccurate shareholder statements—resulted in costly delays. The lesson? Technology, speed, and accuracy aren’t just conveniences—they’re essential to protecting shareholder confidence.Effective communication with shareholders during a SPAC’s lifecycle can significantly impact trust and transparency. Whether you’re on the sponsor side or managing investor relations, this episode is a reminder that operational inefficiencies from a transfer agent can create friction and even financial losses.Connect with our Guest: Follow Seth on LinkedIn: https://www.linkedin.com/in/sethfarbman/ YouTube: https://www.youtube.com/@seth-farbman/ Visit: https://www.vstocktransfer.com/🎧 Hosted by: Joshua B. Wilson – https://www.linkedin.com/in/joshuabrucewilson/ Michael Blankenship – https://www.linkedin.com/in/mikeblankenship/ Learn more: https://www.thespacpodcast.com/ Watch more: https://www.youtube.com/@thespacpodcast#SPACPodcast #TransferAgents #SPACDeals #InvestorRelations #ShareholderCommunication #CapitalMarkets #SPACStrategyDisclaimer: Michael J. Blankenship is a licensed attorney and partner at Winston Taylor. Joshua Wilson is a licensed Florida real estate broker and holds FINRA Series 79 and Series 63 licensure. The content of this podcast is for informational and educational purposes only and should not be considered legal, financial, or compliance advice. All views and opinions expressed by the hosts and guests are their own and do not necessarily reflect the policies or positions of any regulatory agency, law firm, organization, or employer. Listeners should consult their own legal counsel, compliance teams, or financial advisors to ensure adherence to applicable regulations, including SEC, FINRA, and other industry-specific requirements. This podcast does not constitute a solicitation or recommendation for any financial products or services.Let's Connect on LinkedIn: https://www.linkedin.com/in/mikeblankenship/ https://www.linkedin.com/in/joshuabrucewilson/ To Contact Us, Please Visit: https://www.TheSPACPodcast.com/contact/