Who Regulates Wall Street?

Heads up, business majors! 🚨 The FINRA vs. Alpine Securities case is a must-know. It’s not just a lawsuit; it's a deep dive into who really holds the power in the financial world. Are private regulators like FINRA constitutional? The fight over their authority to make and enforce rules could reshape the industry. Thanks for joining me for this episode! I’m a Houston- based attorney, run an HR Consulting company called Claremont Management Group, and am a tenured professor at the University of St. Thomas. I’ve also written several non-fiction political commentary books: Bad Deal for America (2022) explores the Vegas-style corruption running rampant in Washington DC, while The Decline of America: 100 Years of Leadership Failures (2018) analyzes – and grades – the leadership qualities of the past 100 years of U.S. presidents. You can find my books on Amazon, and me on social media (Twitter @DSchein1, LinkedIn @DavidSchein, and Facebook, Instagram, & YouTube @AuthorDavidSchein). I’d love to hear from you! As always, the opinions expressed in this podcast are mine and my guests’ and not the opinions of my university, my company, or the businesses with which I am connected. Photo Credits: AnnaStills; ntl-studio; KurArt; AliceCam; MAD_Production; Abdelrahman_El-masry; JPC Film