PODCAST · business
FinTech Law and Compliance
by The Legal Podcast Network (LPN)
Fintech Law and Compliance is dedicated to helping financial services professionals navigate the complex regulatory landscape. Hosted by industry experts, the podcast covers a wide range of topics, including compliance strategies, risk management, and the latest legal developments affecting fintech companies. With a focus on clarity and actionable insights, the show aims to empower listeners to make informed decisions that align with both business goals and regulatory obligations. Whether you're a compliance officer, legal advisor, or fintech entrepreneur, Fintech Law and Compliance provides the knowledge you need to thrive in a highly regulated industry.
Episodes
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AML Compliance for Broker-Dealers
Episode Summary: In this episode of Fintech Law and Compliance, host Michelle Rotella is joined by Charles A. Christofilis to delve into the critical aspects of Anti-Money Laundering (AML) responsibilities for broker dealers. They explore why AML and sanctions compliance is more crucial than…
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ABOUT THIS SHOW
Fintech Law and Compliance is dedicated to helping financial services professionals navigate the complex regulatory landscape. Hosted by industry experts, the podcast covers a wide range of topics, including compliance strategies, risk management, and the latest legal developments affecting fintech companies. With a focus on clarity and actionable insights, the show aims to empower listeners to make informed decisions that align with both business goals and regulatory obligations. Whether you're a compliance officer, legal advisor, or fintech entrepreneur, Fintech Law and Compliance provides the knowledge you need to thrive in a highly regulated industry.
HOSTED BY
The Legal Podcast Network (LPN)
CATEGORIES
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Frequently Asked Questions
How many episodes does FinTech Law and Compliance have?
FinTech Law and Compliance currently has 1 episodes available on PodParley. New episodes are automatically indexed when they're published to the podcast feed.
What is FinTech Law and Compliance about?
Fintech Law and Compliance is dedicated to helping financial services professionals navigate the complex regulatory landscape. Hosted by industry experts, the podcast covers a wide range of topics, including compliance strategies, risk management, and the latest legal developments affecting fintech...
How often does FinTech Law and Compliance release new episodes?
FinTech Law and Compliance has 1 episodes. Check the episode list to see recent publication dates and frequency.
Where can I listen to FinTech Law and Compliance?
You can listen to FinTech Law and Compliance on PodParley by clicking any episode. We provide an embedded audio player for direct listening, and you can also subscribe via your preferred podcast app using the RSS feed.
Who hosts FinTech Law and Compliance?
FinTech Law and Compliance is created and hosted by The Legal Podcast Network (LPN).
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