PODCAST · business
RegTech Round-up
by Canadian RegTech Association
RegTech Round Up brings thought leaders and technology professionals within the Canadian RegTech community together to discuss current regulatory challenges and emerging technology trends and solutions.
Episodes
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Balancing Innovation with Ethical Standards - Data Intellect
In this episode, CRTA Board member Rob Baldassare speaks with Charles, Gregory, Head of Surveillance and Financial Crime at member firm Data Intellect. In this conversation they discuss the intersection between technical advancement and regulatory oversight and how to balance innovation with...
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Managing Financial Crime Risks in a Dynamic Financial System
Over the last decade Canadian Banks have spent millions introducing new technology and strengthening compliance practices, yet obstacles remain. Criminals continue to find ways into the Canadian financial system. Estimates of so-called ‘snow washing’ suggest that $45billion to $113billion of…
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Exploring the Field of Data Security with Seclore
Host Loren Schwartz speaks with Mark Sutera, VP of Enterprise Sales at Seclore about data protection. Listen as they explore the field of data security, trends in data threats, what firms can and should be doing about it and innovation in this space
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Preparing for New Climate Disclosure Guideline - B-15
In this podcast, host Matthew Ayearst speaks with Katerina Kindyni, Financial Services Sustainability Practice Lead, at EY Canada. Listen as they discuss their views on the impact of recent OSFI B-15 guideline and what financial institutions need to do to get ahead. - which includes EY's newly...
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AI-Curated Open-Source Data: A Game-Changer for Beneficial Ownership Compliance
In our latest episode of RegTech Roundup - Financial Crimes edition, we delve into the challenges surrounding the collection of beneficial ownership data through centrally administered registries. Joining our host, Charlene Sebastian, in the discussion are Jennifer Arnold, Co-Founder & CEO of...
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AI for Good: Improving Trade Surveillance Outcomes - A Conversation with Martina Rejsjo, Head of Product Strategy at Eventus
Trade surveillance is a critical component of today's financial world, where regulations are ever-evolving. It's not just about keeping an eye on trades; it's about ensuring compliance, detecting anomalies, and mitigating risks effectively. Our guest, Martina Rejsjo, Head of Product Strategy at...
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Interview with Ajay Jindal - Canada ESG Review 2023
In the latest episode of our ESG Series, host Donna Bales speaks with Ajay Jindal, Executive Vice President at Decimal Point Analytics about his recent paper - Canada ESG Review 2023. This paper benchmark's Canada's progress against its global peers - showing a significant divergence between...
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Is Machine Readable Regulation the Answer to Regulatory Burden?
In this episode we discuss the potential of reducing regulatory burden through the implementation of Machine-Readable Regulation. Machine Readable regulation is not a new concept but there has been renewed interest by the industry due to its potential to enhance compliance and risk management and...
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Strategy Purpose and ESG with Euginie Cassier at Clausematch
In our latest podcast in the ESG Series, host Donna Bales speaks with Eugenie Casier GRC Director from Clausematch. In this episode they discuss the elements of a ESG strategy, the importance of a setting a purpose and using it as a foundation for your ESG Program. Clausematch is a global...
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Techniques to Address ESG Transformation Challenges - Conversation with Gerry Murtagh, RegTick
In this episode of RegTech Round-up, host Donna Bales speaks to Gerry Murtagh, co-founder of RegTick. In this episode they discuss best practices and key focus areas to address some of the organizational challenges of developing a successful ESG Program. Gerry shares several techniques that…
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Effective Operational Resilience: More than just disaster recovery
The financial industry has undergone a significant transformation in recent years, with the accelerated shift to digitized services having a profound impact on the banking landscape. Not only has it changed the way financial institutions operate, but it has also affected anti-money laundering…
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Risk Assessment Techniques for Financial Crime Management
In this episode of RegTech Round-up, Charlene Sebastian, Head of Client Success at MinervaAI and strategic advisor to the Canadian RegTech Association (CRTA), talks with Anthony Quinn, Founder and CEO of Arctic Intelligence, a multi-award-winning RegTech firm specializing in software for...
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Risk Assessment Techniques for Financial Crime Management - Conversation with Anthony Quinn, Arctic Intelligence
Money laundering and terrorism financing laws apply to millions of businesses, across 30+ industry sectors, and in over 200 Financial Action Task Force (FATF) member countries. And yet, there is no industry standard on how businesses should apply the risk-based approach (RBA) when developing...
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Demystifying ID Verification - Why IDV isn't just about fraud and how to select and successfully implement an IDV solution
March is Fraud Prevention month! Digital Identification Verification (IDV) technologies play a critical role in preventing and detecting identity fraud. Through document verification and liveness checks, IDV solutions can be used to address a number of regulatory identification and know your...
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Managing ESG Risk through Collaborative Efforts - Conversation with Johnny Mattimore
In this episode of ESG Insights, host Donna Bales, speaks with Johnny Mattimore, Global Head of Risk and Sustainable Finance at First Derivatives. We look at ESG from a risk lens - examining regulatory drivers, the maturity of capital market participants in understanding ESG exposures and how we...
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Can Crypto Ever Truly be Regulated? - Conversation with Tim Ward, CUBE
The integration of digital assets into our global financial system continues to raise many questions. Has crypto hit the mainstream? If so, what regulations should apply? Should characteristics of the underlying technology play a role in how it’s regulated? And can crypto ever be truly regulated…
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Build vs Buy: the Role of the API
In this episode, host Paul McRorie speaks with Blythe Barber Head of Business Development, Americas from Droit and Loren Schwartz, Senior Director of Regulatory Technology from CIBC. They discuss the merits of buying versus building in house and how API's have introduced opportunities to…
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RegTech Without Borders - Finding Solutions to Tackle Common Regulatory Challenges
In this episode our host, Matt Fowler, speaks with Michael Barton from Invest Northern Ireland and Paul Childerhose (CRTA Board Member and Membership Engagement lead) about the opportunities that exist for firms large and small to leverage the growing tech and data talent in and around Belfast....
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Founders Series - Abishek Gupta, Director of Sutra Management Consulting
In this episode, host Myron Mallia-Dare speaks with Abishek Gupta from Sutra Management Consulting. Sutra Management Consulting is a analytics driven advisory focusing on assisting their clients deploy analytic and AI solutions. In this inspiring episode Abishek explains how they recognized the…
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Founders Series - Tolga Kurt, Managing Partner of H3M Analytics
In this episode host Myron Mallia-Dare speaks with Tolga Kurt, Managing Partner of H3M Analytics. H3M is a AI-based AML software for KYC, AL and Sanctions. Now on his second start-up Tolga walks us through his motivation for starting H3M in 2018 - and his desire to use AI for the greater good and...
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Founders Series - Discussion with Emmanuel Cohen, Armadillo Group
In this episode our host Myron Milla-Dare speaks with Emmanuel (Manny) Cohen, CEO and Founder of Armadillo Group. Manny talks through his 25 year journey building his company - digging into his own pockets for funding - overcoming the skeptics and being a leader in bringing new tools and…
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Shining a Green Light on your ESG Data
In this episode host Paul McRorie speaks with Ally Karmali, Associate Partner and Practice Lead in IBM Sustainability, Risk and Compliance and Martijn Groot, VP Marketing and Strategy, Alveo Technology. With Martijn providing a European perspective and Ally a North American perspective, they...
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Innovation and Investor Protection in Wealth Management
In this episode, host Paul McRorie speaks with Parham Nasseri, VP Regulatory Strategy and Partnerships at InvestorCOM and Noel Sequiera, Manager, Membership Intake & Business Conduct Compliance at IIROC. Noel and Parham discuss the changing landscape in wealth management. They discuss some of the...
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Regulation of a Moving Target - Regulation & Opportunities in the New World of Digital Assets
In this podcast Paul McRorie speaks with Torstein Braaten, Head of Regulatory Affairs & CCO, Bitbuy and Joe Schifano, Global Head of Regulatory Affairs, Eventus Systems. Listen as they explore regulation and market structure nuances between traditional markets and crypto or digital assets. They…
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Founders Series - Discussion with Jennifer Arnold - Co-founder and CEO of Minerva.ai
In this episode Myron Mallia-Dare speaks with Jennifer Arnold, Co-founder of Minerva.ai. MinervaAI is a RegTech platform using deep learning and automation to execute enhanced due diligence and AML investigations in under 45 seconds.
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Pivoting in a Digital Age
Ted Hershey, Senior Vice President, Solution Services at DFIN Andrew Obee- President, Ficanex Technology Inc sit down with host Myron Mallia -Dare to discuss how they have re-invented their businesses in a Digital Age... You'll hear how DFIN shifted from print to digital and how Ficanex moved…
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Quantum 2.0 Shifting to Readiness
In this episode Myron Mallia-Dare speaks with Noelle Ibrahim, Industry Consultant, Quantum Computing from IBM and Philip LaFrance, Standards Manager from ISARA and take a deep-dive into some of the themes covered in our introductory podcast "Quantum Computing 101" Noelle and Philip delve into a...
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Founder Series - Discussion with Alexon Bell, Quantexa
In this episode Myron Mallia-Dare speaks with Alexon Bell, Chief Product Officer and Co-founder of Quantexa. Quantexa is a Decision Intelligence Company that helps organizations drive better decisions and surface hidden risks by bringing contextual insights from data into visual form. Well-...
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Crypto and the Age of Digital Asset Disruption
In this podcast Paul McRorie speaks with two industry experts: Brian Gelfand, Senior Advisor and Consultant at Ernst and Young and Eric Richmond, Chief Operating Officer and VP of Legal at Coinsquare. In this episode we talk about Crypto and the Age of Digital Disruption - you will hear of the...
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Founder Series - Discussion with Mark Rowan, Founder & CEO, Data Sentinel
In this episode Myron Mallia-Dare speaks with Mark Rowan, Founder and CEO of Data Sentinel. Data Sentinel is a data trust and compliance platform that helps businesses persistently manage their data privacy, compliance, governance and data quality in real-time. The focus of Data Sentinel is to…
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Client Focused Reforms: Compliance Tick Box or Strategic Opportunity?
In this weeks episode Paul McRorie sits down with Parham Nasseri, Vice President of Regulatory Strategy & Partnerships at InvestorCOM Inc. and Justitia Pak, Business Process and Compliance Digitalization lead, at BMO Financial Group.
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Founder Series - Finhaven
Host Myron Mallia Dare sits down with DH Kim from Finhaven Finhaven is a Vancouver based financial service and technology company who has built a marketplace on distributed ledger technology that connects private issuers and accredited investors to new capital and investment opportunities
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Knowledge Graphs - A Digital Twin of your Data
In this episode Paul McRorie speaks with Elizabeth Bethoney, Vice President of Sayari Labs and Harsh Sharma, Senior Advisor, Open Knowledge Graph Labs, Enterprise Data Management Council on how knowledge graphs are being applied within financial services and across sectors to solve the data...
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Founder Series - Qnext
Myron Mallia Dare sits down with Anthony DeCristofaro, President and CEO of Qnext.
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Suptech and RegTech Innovation in Canadian Securities Regulation
In this podcast, Donna Bales speaks with Oumar Diallo, Directeur, Fintech et Innovation, Autorité des marchés financiers and John Hinze, Director of Corporate Finance, British Columbia Securities Commission on how they have leveraged technology within their organizations to advance their…
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Building an Asset Specific Data Practice
In this podcast, Donna Bales speaks with John Lowrey, an industry leader and innovator in capital markets and electronic trading and execution on how he approached the development of an asset specific data practice. John will share his journey from concept to implementation and the lessons he...
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Quantum Computing 101
Join Myron Mallia-Dare, strategic advisor to the CRTA and technology lawyer from Miller Thomson as he leads a discussion with Rafal Janik, Head of Product at Xanadu and Richard Moulds the General Manager of Amazon Braket, the quantum computing service of Amazon Web Services (AWS).
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Leveraging Decision Intelligence for Financial Services
In this podcast we explore a relatively new field of leadership in the artificial intelligence era - "Decision Intelligence." Our experts will explain this new discipline and delve into some of the tactical, strategic and operational user cases. Donna Bales, co-founder of the CRTA leads the...
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Automate and Augment the Mundane: Driving Efficiencies and Deliver better Experiences Through Robotic Process Automation (RPA)
RPA holds great promise as it acts as a medium for process improvement and improved ROI by introducing automation to routine and highly repetitive tasks. RPA’s simplicity is one of its greatest strengths – it can be used to orchestrate workflows, integrate with your business rules and decisions,...
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AML/CFT - Caution Ahead!
Donna Bales, co-founder of the CRTA speaks with Canchek co-founders Larry Boyce and Laurie Clark on AML risk considerations for small and mid-sized firms
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Tower of Babel - How to Manage Global Regulatory Challenges - Interview with Nick Bray, Cube Global
Listen to CRTA Board Member Paul Childerhose in conversation with Nick Bray, Senior Business Lead for Cube Global as they discuss regulatory change management and the need for automated intelligence.
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ABOUT THIS SHOW
RegTech Round Up brings thought leaders and technology professionals within the Canadian RegTech community together to discuss current regulatory challenges and emerging technology trends and solutions.
HOSTED BY
Canadian RegTech Association
CATEGORIES
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Frequently Asked Questions
How many episodes does RegTech Round-up have?
RegTech Round-up currently has 41 episodes available on PodParley. New episodes are automatically indexed when they're published to the podcast feed.
What is RegTech Round-up about?
RegTech Round Up brings thought leaders and technology professionals within the Canadian RegTech community together to discuss current regulatory challenges and emerging technology trends and solutions.
How often does RegTech Round-up release new episodes?
RegTech Round-up has 41 episodes. Check the episode list to see recent publication dates and frequency.
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You can listen to RegTech Round-up on PodParley by clicking any episode. We provide an embedded audio player for direct listening, and you can also subscribe via your preferred podcast app using the RSS feed.
Who hosts RegTech Round-up?
RegTech Round-up is created and hosted by Canadian RegTech Association.
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