This Week in FCPA
by Thomas Fox
Want to catch up the week’s top compliance and ethics stories in one podcast? This Week in FCPA is the podcast for you. Tom Fox, the Compliance Evangelist and Voice of Compliance and Jay Rosen, Mr. Monitor wrap up the week’s top compliance and ethics stories and commentaries. Throw in sports, movies the ongoing adventures of Mrs. Monitor and the twins and this podcast will be one of the most enjoyable 30 minutes you spend listening to each week.
Episodes
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Episode 300 – the All Good Things edition
Welcome to the All Good Things edition of This Week in FCPA. This episode 300 is Tom and Jay’s final episode of this podcast. It has been a great run and we appreciate all our loyal fans and listeners over the past 6-year plus run. Today we close with some highlights from our most popular…
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Episode 299 – the Yankees Cheated and Lost edition
The Yankees cheated and lost. The Astros and Red Sox cheated and won. What’s the lesson? Tom and Jay are back to look at some of the week’s top compliance and ethics stories. Stories 1. More on using behavioral psych to make compliance changes. Vera Cherepanova in the FCPA Blog. 2. Tackling...
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Episode 298 – the NBA Playoffs Are Here edition
As the Celtics win Game One with a buzzer beater, Tom and Jay are back to look at some of the week’s top compliance and ethics stories in the NBA playoffs are here edition. Stories 1. Mike Volkov takes a deep dive into the recent DOJ trial record. In a 3-part series on Corruption Crime and...
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Episode 297 - The Ng Convicted Edition
As the NY Mets have the best record in baseball and we prepare for the celebrations of Easter and Passover, Tom and Jay are back to look at some of the week’s top compliance and ethics stories in the Ng Convicted edition. Stories Roger Ng was convicted. Tom in the FCPA Compliance and Ethics Blog....
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Episode 296 – the Slap Seen ‘Round the World edition
On this April Fool’s Day for 2022, Tom and Jay are back to look at some of the week’s top compliance and ethics stories in the Slap Seen ‘Round the World edition. Stories The Slap Seen ‘Round the World and Compliance. Tom in FCPA Compliance and Ethics Blog. Will CCOs have to certify compliance?...
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Episode 296 – the Seeing Green edition
The SEC releases regulations around climate change as Tom take a solo turn to look at some of the week’s top compliance and ethics stories in the Seeing Green edition. Stories 1. SEC comes out with climate change regs. Andrew Ross Sorkin in NYTimes Dealbook. Matt Kelly in Radical Compliance. Tom...
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Episode 295 – the Baseball is Back edition
MLB and the players manage to work out their differences as Tom Brady unretires. Jay and Tom to look at some of the week’s top compliance and ethics stories in the Baseball is Back edition. Stories 1. Is ESG in crisis? Lawrence Heim in practicalESG. 2. Compliance-The Single. Matt Kelly in Radical...
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Episode 294 - the Remember the Alamo edition
Jay returns from the assignment with some observations on the ABA White Collar Conference and looks at some of the week’s top compliance and ethics stories in the Remember the Alamo edition. Stories Should lawyers represent all stakeholders before the SEC? Matt Kelly in Radical Compliance. Tom…
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Episode 293 – the Ukraine Hangs On edition
As Ukraine hangs on from the Russian invasion, Jay is on assignment so fan fav Kristy Grant-Hart joins this week as a co-host with Tom to look at some of the week’s top compliance and ethics stories from the impact of the Ukrainian crisis in the Ukraine Hangs On edition. Stories What Russia...
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Episode 292 - The Russia Invades Edition
As Russia invades Ukraine, Tom and Jay settle in and are back looking at some of the week's top compliance and ethics stories this week in the Russia Invades edition. Stories What Russia invasion could mean for corporate governance. Michael Peregrine in Forbes.com. What do sanctions mean for US...
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Episode 291 - The Rams Win It All Edition
Super Sunday passed with fun but poorly played, poorly officiated, and poorly coached. Tom and Jay are back to look at some of the week's top compliance and ethics stories this week in the Rams Win It All Edition. Stories Ericsson is in more FCPA trouble. Mengqi Sun in the WSJ Risk and Compliance...
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Episode 290 – the Super Sunday Edition
Super Sunday is here. The NFL finally gets the game in the spotlight after weeks of brutal PR. Who ya got? “Who Dey” or Hollywood? Tom and Jay are back look at some of the week’s top compliance and ethics stories this week in the Super Sunday edition. Stories 1. Do compliance professionals need a...
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Episode 289 - the Brady Retires edition
As the GOAT of pro football, Tom Brady retires, Brian Flores sues the NFL and the Bengals/Rams make the Super Bowl, Tom and Jay are back look at some of the week’s top compliance and ethics stories this week in the Brady Retires edition. Stories 1. DOJ issues the first Opinion Release of 2022.…
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Episode 288– the 13 Second edition
How long does it take to win a NFL playoff game? Patrick Maholmes says 13 seconds. After perhaps the most thrilling NFL playoff game ever, Tom and Jay are back look at some of the week’s top compliance and ethics stories this week in the 13 Seconds edition. Stories 1. TI-CPI 2022 Report out....
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Episode 287 – the Activision Blizzard Sold edition
As both of their teams are unceremoniously knocked out of the playoffs, Tom and Jay are back looking at some of the week’s top compliance and ethics stories this week in the Activision Blizzard Sold edition. Stories Activision Blizzard was sold to Microsoft. Check out articles on how the NYT...
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Episode 286 – the Georgia Finally Beats Alabama
The college football season has ended with UGA finally defeating UA. Tom and Jay turn their full attention to the NFL playoffs now and also look at some of the week’s top compliance and ethics stories this week in the Georgia Finally Beats Alabama edition. Stories 1. Carnival and Princess Cruise...
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Episode 284 – The Holmes Found Guilty Edition
Jay returns from a lengthy holiday assignment to join Tom to look at some of the week’s top compliance and ethics stories this week in the Holmes Found Guilty edition. Stories Elizabeth Holmes was found guilty. The Verdict (WSJ), What does it mean for Silicon Valley? (NYT), What about the…
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Episode 283 – the Tribute to Madden and Harry edition
With Jay on a holiday assignment, Tom is joined by Mike Volkov to look at some of the week’s top compliance and ethics stories this week in the Tribute to Madden and Harry edition. Stories 1. We lost two greats this week, one in sports and gaming and one from politics. John Madden and Harry Reid....
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Episode 282 – the Naughty List edition
With Jay on a holiday assignment, Tom is joined by Professor Karen Woody to look at some of the week’s top compliance and ethics stories this week in the Naughty List edition. Stories 1. JPMorgan tagged for $200MM for failures in electronic record keeping. Tom in the FCPA Compliance and Ethics...
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Episode 281 – the Bags of Cash edition
Tom takes a solo turn to look at some of the week’s top compliance and ethics stories this week in the Bags of Cash edition. Stories 1. Why subcontractors continue to cause FCPA grief. Dick Cassin the FCPA Blog. 2. More on the Strategy on Countering Corruption. Tom takes a deep dive in a 5-part...
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Episode 280 – the Happy Holiday edition
Hannukah came early this year and we are now in the full holiday swing of things. Tom and Jay are back to look at some of the week’s top compliance and ethics stories this week in the Happy Holidays edition. Stories 1. New Biden Administration anti-corruption strategy revealed. Matt Kelly in...
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Episode 279 – the Happy Hanukkah Edition
Hanukkah comes early this year. As the Rosen household begins its annual celebration, Tom and Jay are back to look at some of the week’s top compliance and ethics stories this week in the Happy Hanukkah edition. Stories 1. Preparing for dawn raid in the era of hybrid work? Andrew Reeves and Annie...
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Episode 278 – the Happiest Profession edition
Is compliance the happiest profession? Are you passionate about compliance? If you are either or both, you are not alone. Guest Host Karen Woody and Tom Fox look at these and other stories this week in the Happiest Profession edition. Stories Is Compliance the happiest profession? Amii…
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Episode 277 – the Immunized Not Vaccinated edition
As Aaron Rogers is fined less than a player who had his shirttail untucked, he and Jay are back to reflect on some of the top compliance and ethics stories in the Immunized Not Vaccinated edition. Stories 1. Will corruption forestall climate change? Monica Guy in the FCPA Blog. 2. Driving culture...
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Episode 276 – the World Series Champs edition
As Tom mourns the Astros loss, he tips his cap to the WS Champs Atlanta Braves. He and Jay reflect on some of the top compliance and ethics stories in the World Series Champs edition. Stories 1. DAG Lisa Monaco announces changes to white collar enforcement. Matt Kelly in Radical Compliance. Tom…
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Episode 275 – the Happy Halloween edition
As we head to Halloween, Tom and Jay reflect on some of the top compliance and ethics stories on the Happy Halloween edition. Stories 1. More on Credit Suisse and Tuna bonds. Mike Volkov in Corruption Crime and Compliance. Tom in the FCPA Compliance and Ethics Blog. Tom and Matt Kelly in…
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Episode 274 – the Headed to the World Series edition
Either the Astros or Red Sox are headed to the World Series. Flashing lights in Fenway? What will the baseball gods decree? Tom and Jay reflect as they are back to review some of the top compliance and ethics stories on the Headed to the WS edition. Stories 1. Credit Suisse and Tuna boats equals...
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Episode 273 – the Back in the ALCS edition
The Astros and Red Sox meet in the ALCS. Is it the Cheater’s Ball? Tom and Jay are back to review some of the top compliance and ethics stories on the Back in the ALCS edition. Stories Who knows what values lurk in the heart? The Shadow know (and your emails as well). The John Gruden firing.…
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Episode 272 – the Facebook Whistleblower edition
Tom is on for a solo run this week to review some of the top compliance and ethics stories on the Facebook Whistleblower edition. Stories 1. The Facebook Whistleblower. 60 Minutes appearance and Congressional Testimony. Matt Kelly in Radical Compliance. Aaron Nicodemus in Compliance Week. (sub...
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This Week in FCPA-Episode 271 – the Monsterfest Movie Month Returns
Jay and Tom are back to unpack some of the stories that caught their collective eye on the Monsterfest Month Returns edition. Stories 1. WPP FCPA enforcement action. Tom with 5-part series on the FCPA Compliance and Ethics Blog. Matt Kelly in Radical Compliance. Tom and Matt on Compliance into…
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Episode 270 – the Heading to October edition
Jay returns from his travels to report on the 1st compliance conference since 2019. He and Tom unpack some of the stories that caught their collective eye on the Heading to October edition. Stories 1. ESG and Compliance. Mike Volkov on the ‘G’ in ESG. Tom has a 5-part series on why compliance...
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Episode 269 – the Focus on the SEC edition
Jay is once again traveling this week so we are joined by Professor Karen Woody as special guest co-host. I know you will enjoy her comments on this special Focus on the SEC edition. Stories 1. Coinbase v. the SEC. Andrew Ross Sorkin previews in NYT Dealbook. Francine McKenna takes a deep dive in...
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Episode 268 – the 20 Years After 9/11 edition
This week is the 20th anniversary of 9/11. On Saturday Tom and Jay ask that you take a moment of silence to remember all those who lost their lives on that day, their loved ones and those who were impacted by those events over the past 20 years. Stories 1. Elizabeth Holmes finally goes to trial....
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Episode 267 – the Labor Day edition
As Jay returns from an extended road trip, he and Tom look forward to an extended Labor Day weekend and are back to look at some of this week’s top compliance and ethics stories which caught their interest on This Week in FCPA in the Labor Day edition. Stories 1. Is ESG on your radar? Vince…
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Episode 266 – the Charlie Watts Tribute edition
As drumheads worldwide mourn the death of Rolling Stones drummer Charlies Watts and Jay goes ‘on the road’; Tom is joined by special guest host, Kristy Grant-Hart to look at some of this week’s top compliance and ethics stories which caught their interest on This Week in FCPA in the Charlie Watts...
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Episode 265 – the Personal Responsibility edition
As Texas’ Governor-Mr. Personal Responsibility-himself comes down with Covid after refusing to engage in ‘personal responsibility’, Tom and Jay are back to look at some of this week’s top compliance and ethics stories which caught their interest on This Week in FCPA in the Personal Responsibility...
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Episode 264 – the Infrastructure Bill edition
As the Tokyo Olympics conclude and Biden passes an infrastructure bill, Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Infrastructure Bill edition. Stories 1. Navex Global new benchmark report....
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Episode 263 – the Domestic Corruption edition
As the Tokyo Olympics continue and FirstEnergy settles one of the largest domestic corruption cases ever, Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Domestic Corruption edition. Stories The...
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Episode 262 – the No Fans Olympics edition
As the Tokyo Olympics stumble out of the gate and Tom returns to the wilds of the Texas Hill Country, he and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the No Fan Olympics edition. Stories Why…
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Episode 261 - the Live from Portland edition
As Tom records from an undisclosed location, he and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Live from Portland edition. Stories Tom takes up the call for Design Thinking to be used in compliance....
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Episode 260 – the Compliance Handbook, 2nd edition
As Tom celebrates the release of The Compliance Handbook, 2nd edition, he and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Trump Organization Indicted edition. Stories The Compliance Handbook, 2nd...
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Episode 259 – the Trump Organization Indicted edition
As the Trump Organization and its CFO are criminally indicted, Tom and Jay prepare for the 4th of July and are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Trump Organization Indicted edition. Stories Trump...
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Episode 258 – the Design Thinking in Compliance edition
Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Design Thinking in Compliance edition. Stories Design Thinking returns to compliance as Carsten Tams begins a 5-part series on LinkedIn. Check out...
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Episode 257 – the More Cheating in Baseball edition
Jay is back from moving. He and Tom are shocked, shocked that there is another cheating scandal in baseball. While ruminating on just how shocked they are, they take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the More…
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Episode 256 – the Biden Statement on Corruption edition
With Jay moving this week, Tom is joined by Complinace Kristy (Kristy Grant-Hart) as special guest host. They take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Biden Statement on Corruption edition. Stories President…
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Episode 255 – the Cheater’s (near) Sweep edition
As the Astros (nearly) sweep the BoSox (in the Cheater’s Bowl), we enter the 6th month of 2021, Jay and Tom take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Welcome to June edition. Stories Compliance and goverance for...
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Episode 254 – the Shaken Not Stirred edition
As our thoughts turn towards Memorial Day and what it represents, we contemplate James Bond streaming on Amazon. Jay is now podcasting from a disclosed location, as he and Tom take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in...
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Episode 253 – the Back to Disneyland edition
As the Rosen Family returns to DisneyLand, with Jay still podcasting from a still undisclosed location, he and Tom take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Back to DisneyLand edition. Stories $28MM whistleblower...
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Episode 252 – the Musk and Bitcoin edition
Bitcoin goes on a wild ride this week with its buddy, Elon Musk. With Jay podcasting from a still undisclosed location, he and Tom take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Musk and Bitcoin edition. Stories 1. Of...
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Episode 251 – It’s a New Dawn edition
With Jay back online, he and Tom take a look at this week’s stories top compliance and ethics stories which caught his interest on This Week in FCPA in the It’s a New Dawn edition. Stories 1. SAP trade sanction enforcement action. Matt Kelly with two pieces in Radical Compliance. Mike Volkov…
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Topics in this show
About this show
Want to catch up the week’s top compliance and ethics stories in one podcast? This Week in FCPA is the podcast for you. Tom Fox, the Compliance Evangelist and Voice of Compliance and Jay Rosen, Mr. Monitor wrap up the week’s top compliance and ethics stories and commentaries. Throw in sports, movies the ongoing adventures of Mrs. Monitor and the twins and this podcast will be one of the most enjoyable 30 minutes you spend listening to each week.
Hosted by
Thomas Fox
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