All Episodes
Inside Securities Law with Frederick M. Lehrer — 20 episodes
Reverse Mergers: Speed, and the Shell You Inherit
OTC Markets and Form 211: How a Ticker Actually Happens
Why I Bill a Flat Fee
Rule 506(b) and 506(c): The Line You Cannot Uncross
Forms 3, 4, and 5, and the Short-Swing Trap
Blue Sky: The Fifty Regulators Behind the One You Are Watching
The Reporting Calendar: 10-K, 10-Q, and the Four-Day 8-K
Going Public Is the Beginning: What Happens After SEC Effectiveness
The Real Risk of Overpromising in a Securities Offering
Why SEC Comment Letters Are Not Just Editing Requests
Finders, Consultants, and the Unregistered Broker-Dealer Problem
What Investors Should Be Told About the Use of Proceeds
Regulation A Is a Securities Offering—Not a Crowdfunding Shortcut
Private Placements: Where Issuers Actually Get Caught
Finders, Consultants, and the Unregistered Broker-Dealer Problem
The Future Is Being Built in Orlando: Reflections from Launchpad Liftoff
The Hidden Compliance Risk: How SEC Disclosure Language Shapes Scrutiny
Going Public Is Not a Moment. It Is a Permanent Disclosure System.
Why SEC Comment Letters Are Not Isolated Events
What Really Triggers SEC Scrutiny: Friction, Inconsistency, and Ambiguity in Disclosures