Series 7 Whisperer cover art

All Episodes

Series 7 Whisperer — 128 episodes

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Title
1

SIE Exam Beat: Common Stock Deep Dive

2

Corporate Bonds ( BEATS) CAN THEY PAY?

3

Series 65 Exam: Cybersecurity Beats ( Series 66 Exam )

4

Series 7 Exam prep: Variable Annuities

5

Series 7 Exam prep : Mutual Funds, Closed End Funds and ETFs ( SIE Exam also )

6

Series 7 Exam Prep: All About Equities

7

Series 65 Exam ( Types of Corporations ) Series 66 Exam also

8

Series 65 Exam: Per Stirpes vs Per Capita ( Series 66 Exam also )

9

Series 79 Function 1.2 part 2 Essential Financial Ratios and Valuation Metrics for Corporate Transactions

10

Series 79 Function 1.1 Analysis and Evaluation of Data

11

Series 79 Function 1.1 Collection of Data

12

Series 63 Exam Cheat Sheet: Registration and Regulations ( Series 65 and Series 66 Exam )

13

Series 65 and Series 66 Exam : Yield Curve

14

Series 65 and Series 66 Exam: Time Value of Money

15

SIE Exam : Prohibited Activities

16

Series 7 Exam and Series 65 Exam : Current Ratio explained

17

Series 65 and Series 66 Exam: RISK( Standard Deviation,Beta and MPT)

18

Series 65 Math: Concepts over Calculations

19

Why smart people fail the SIE Exam and Series 7 Exam

20

Is GameStop really gonna buy eBay?

21

Trusts and Joint Accounts ( Series 65 and Series 66 Exam )

22

Efficient Market Hypothesis (Series 65 and Series 66)

23

SIE Exam Prep ( Market mechanics) Options,Mutual Funds,Economics,Order types

24

Series 7 Exam: Customer Accounts ( SIE Exam also )

25

A Guide to Equity Securities

26

What AI Really Means for Finance Careers (No Hype)

27

Series 7 Exam Prep: All About Bonds

28

Securities Acts Explained for SIE Exam

29

Series 7 Exam Prep:529 Plans.. Absolutely Testable

30

Open End Funds vs Closed End Funds:A casual conversation

31

Private Credit: what the heck is it?

32

Series 65 and Series 66 Exam: Behavioral Finance

33

Series 7 Exam prep: What is an ADR?

34

ISO Versus NSO Stock Options Showdown

35

EA Just Leveled Up… to $55 Billion

36

SIE Exam Content Outline part 3

37

Series 7 Exam Content Outline Part 1

38

SIE Complete PArt 2 ( Offerings )

39

Complete SIE Part 1 ( SIE Exam content outline explained

40

SIE Exam Prep: A conversation about Equities

41

SIE exam prep the Regulators...

42

WTF!! China... Its time to play fair

43

SIE Exam Terms and definitions (Series 7 Exam also )

44

SIE and Series 7 Exam: Terms and Definitions Part 1

45

Series 7 Exam Prep: Bottom Up vs Top Down investing

46

Wall Street Wrap Up Feb 11th, 2025

47

10 Top 10 Reasons FINRA Should Let Anyone Take the Series 7 Exam (No Sponsorship Needed!)

48

Wall Street Wrap up. Jan 25th, 2025

49

Series 7 Showdown: Which is better? Mutual Fund or ETF?

50

Series 66 Showdown: Broker Dealer Vs Investment Advisors

51

Series 7 Showdown:GO Bonds vs. Revenue Bonds: The Ultimate Muni Finance Smackdown

52

Intro to the SIE exam part 2 8/26/2024

53

Intro to the SIE Exam 8/24/2024

54

LIVE Q&A SIE Exam and Series 7 Exam Aug 15th 2024

55

Series 7 Exam :Exploring the Different Types of Mutual Fundss

56

Option Cost Basis : Way too fast Rundown

57

Live Q&A SIE exam and all FINRA and NASAA Exams 7/16/2024

58

Are you an Accredited Investor?

59

SIE and ALL FINRA Exam LIVE Q&A June 25th, 2024

60

LIVE Q&A SIE EXAM and ALL FINRA and NASAA Exams June 18th 2024

61

Series 65/66 Investment Advisory Clients

62

Live Q&A for SIE Exam and ALL FINRA and NASAA Exams June 13,2024

63

SIE and Series 7 LIVE Q&A June 11 2024 with 20 minutes of "How to study"

64

Arbitrage is not a dirty word

65

Series 7 Exam Weekly Class June 7th 2024

66

Dividend Timeline: New Rules for T+1 SIE Exam prep and Series 7 Exam Prep

67

Live Q&A SIE exam and ALL FINRA and NASAA Exams.. May 30th, 2024

68

Live Q&A May 21st 2024 ( SIE Exam, Series 7 Exam, Series 66 Exam )

69

SIE Exam Prep:T+1 settlement is coming soon to a BrokerDealer near you

70

LIVE Q&A ALL FINRA AND NASAA Exams May 16, 2024

71

SIE Exam prep: Riskless Principal vs Net Basis

72

SIE Exam and Series 7 exam :Way too fast rundown on Structured notes

73

Series 6 Exam: Investment Startegies and Portfolio Analysis

74

LIVE Q&A ALL FINRA EXAM Apr 18, 2024 w/special guest!! Brandon Rith

75

SIE and Series 7 LIVE Q&A April 11 2024 replay

76

SIE Exam prep: What is a Pipe Offering 2 min overview

77

Live Q&A SIE exam and ALL FINRA and NASAA exam Apr 2 ,2024 Replay

78

Series 7 Exam : Quick and Dirty.. 30 mins of tips and tricks to pass the Series 7 Exam

79

Series 66 Exam Prep: Investment Vehicle Characteristics( Series 65 also )

80

Live Q&A SIE exam and ALL FINRA and NASAA exam ( my most unhinged ) Mar 5,2024 Replay

81

Live Q&A All FINRA and NASAA Exams Feb 29th 2024 ( REPLAY )

82

Series 7 Exam live Q&A Feb 27th 2024 ( Replay)

83

Series 7 Exam prep: What is REIT?( DPP bonus)

84

Federal Securities Acts ( Series 65 and Series 66 Exam )

85

Series 7 Exam Prep: A Comprehensive Guide to ETFs and ETNs

86

Series 7 Exam :Option Collars

87

Series 7 Exam: Option Math( opening and closing transactions )

88

Series 63 The Administrator and Jurisdiction ( Series 65 and Series 66 )

89

Career change into Finance? Look before you Leap

90

twas the night before Chrismas (series 7 edition)

91

5 Simple tips to prevent burnout when studying

92

Series 65/66 Exam:What is an Investment Advisor

93

How I passed the Series 7 Exam in one try

94

Series 65/66 Exam:Per Stirpes vs Per Capita

95

Series 63/65/66: What is a Broker Dealer

96

Discretionary Accounts( SIE exam and Series 7 Exam )

97

Option basics: Dont be afraid of the Greeks

98

Securities Registration ( Series 63,65 and Series 66 Exam )

99

Series 6 Exam Quick and DIrty Last minute review

100

Way Too Fast Rundown on: What is a Bond?

101

8 Hours of Finance Terms you need to know

102

Finance Terms you need to know T-Z

103

Finance Terms you need to know for the Series 7 and Series 65 Exam

104

ETF vs ETN: Series 7 Exam

105

I Failed the Series 7 Exam.. What do I do now? (any FINRA or NASAA Exam )

106

Series 63 (Crash Course) Quick and Dirty Review

107

Series 66 (Crash Course ) Quick and Dirty Review

108

Series 7 Exam prep: Complaints. Disputes and Errors OH MY!!

109

Series 57 Trading Markets (video in description )

110

Regulation M for the Series 57 and Series 24

111

Series 63 Exam: Ethical and Prohibited Activities ( Series 65 and Series 66 also )

112

Series 63 Exam Prep: Definitons and Overview

113

Series 7 Tips and Tricks Guerilla stye (Quick and Dirty )

114

Finance terms you need to know Letter R #series7 #series65 #sieexam

115

Finance Terms you need to know P-Q for the Series 7 Exam and Series 65 Exam

116

Series 65 Updated topics: Digital Assets

117

Finance terms you need to know Letters N-0

118

Finance terms: Series 7 Exam and Series 65 Exam Letter M

119

Should I take the Series 65 or Series 66 Exam

120

Series 7 Exam Prep:Retirement accounts: A Quick Overview

121

Do I need to be sponsored to take the Series 7 Exam ?

122

Finance terms H - L forAll Licensing Exam Series 7 Exam and Series 66 Exam

123

What is the SIE Exam and should I take it?

124

Finance terms D to H For all Licensing Exams Series 7 Exam and Series 66 Exam

125

Finance Terms A to D For all Licensing Exams Series 7 Exam and Series 66 Exam

126

Series 7 Exam Prep Free Municipal Bonds

127

Series 7 Exam Prep Free Treasury Bonds

128

SIE Exam Prep {Quick and Dirty)Listen the day before the exam