All Episodes

Appointed Representative Policy and Playbook: What Principal Firms Must Get Right Before the FCA Gets Involved

Consumer Duty: Are You Evidencing Good Outcomes or Just Hoping for the Best?

Fair Value Under the Microscope: What the FCA Really Expects From Your Assessment Framework

PEPs, High-Risk Customers & EDD: Are You Managing the Risk or Just Creating the Paperwork?

Operational Resilience: Is Your Firm Ready to Prove It Can Absorb Disruption — or Just Claim That It Can?

FCA Supervisory Visit: Are You Actually Prepared — or Just Hoping for the Best?

Compliance Risk Registers: Is Your Firm Mapping What Actually Matters — or Just Colouring in Squares?

PSR Compliance Risk Registers: Are Payment Firms Mapping Real Risk — or Just Going Through the Motions?

SARs: Are Your Suspicious Activity Reports Defensible Decisions — or Just Defensive Documentation?

Compliance Monitoring: Is Your Programme Actually Testing What Matters — or Just Ticking Boxes on a Schedule?

Section 166 Skilled Person Review: What It Really Means for Your Firm and How to Face It Prepared

Sanctions Screening: Is Your Firm Actually Managing Sanctions Risk — or Just Running Names Through a System?

AML Risk Assessment: Is Your Firm's Picture of Its Money Laundering Risk Accurate — or Just Assumed?

SMCR Handovers: When a Senior Manager Leaves, Is Your Firm Handing Over Accountability or Just Access?

Vulnerable Customers: Is Your Firm Identifying Who Needs More Support — or Just Assuming It Will Be Obvious?

FCA Conduct Rules Breaches: When Something Goes Wrong, Is Your Investigation Process Actually Fit for Purpose?

SMCR Responsibilities Mapping Playbook: How to Build a Watertight Framework Before the FCA Comes Knocking

SMF Submission: How to Get Your Senior Manager Application Right First Time — and Avoid the Delays That Could Cost Your Firm Dearly

Replacement Business Health Check: Is Your Firm Managing the Risks the FCA Is Actively Scrutinising Right Now?

Third-Party Oversight Toolkit: What FCA-Regulated Firms Must Do to Stay in Control When They Outsource

Got a Letter From the FCA? Here's How to Respond Without Making Things Worse

Complaints Data, Root Cause & MI Reporting: Is Your Firm Learning From Complaints or Just Logging Them?

Is Your Annual Certification Process Actually FCA-Ready? The Assessment Template You Need

Are You Ready for What the FCA Is Planning Next? Why Horizon Scanning Is a Board-Level Priority

From 6 to 7 and building relationships - Guest Spot

PSR/PSD3: The European Payment Liability Overhaul

Safeguarding Payments: Rules, Compliance, and Oversight

FCA Motor Finance Customer Compensation Scheme Consultation - Why a Consultaion

Mortgage Market Review Feedback and Responses

The Enforcement Guide 2025 Briefing

BNPL Regulation in the UK – What Firms Need to Know Now

Regulating the Future: FCA’s Framework for Stablecoin & Crypto Custody | CP25/14 Briefing

Banks and Vulnerable Customers

Vulnerable Customers: Disclosure and Financial Service Experiences

OPBAS Report Review 2023-2024

What the FCA Really Wants to See: Demystifying Regulatory Framework Expectations for 2025

FCA Compliance in the UK Financial Services Sector - Comprehensive Overview

The Dark Side of Financial Services: Understanding Financial Crime in the UK

FCA Compliance Training: A Key to Protecting Your Firm and Customers

FCA Compliance Risk Assessment and Management Essentials

Independent Compliance Audits: Benefits for UK Businesses

Payment Services and Consumer Duty February 2025

UK SAR & DAML Submission Guide

FCA Crypto Regulation Framework: Key Compliance Guidelines 2025

Exploring Operational Resilience: Definition, Drivers, and Practical Implementation

City Secrets Ebook-FCA Wind Down Planning

DORA: A Comprehensive Briefing on EU's Digital Operational Resilience Act

Unlocking FCA Authorisation: A Deep Dive into APIs and EMIs!

🚨 "Breaking Down UK-EU Sanctions: What Every Business MUST Know in 2025"

Staying Compliant: Mastering FCA Fitness & Propriety Standards

Understanding SMCR Responsibilities: A Comprehensive Guide to Managing Risks and Controls

FCA Notifications and Key Themes inc Prin 11

FCA ICARA Process Requirements

FCA Compliance Consultants - A Practical Guide

S178 Acquisition and Control of UK Authorised Firm

Consumer Duty and Financial Crime Compliance

FCA Authorisation for Claims Management Companies (CMC)

FCA Compliance Manual Template