Can You Be a Captive Advisor and a Fiduciary with Sean Polly

from RIA Collective · host Charlie Van Derven

Sean Polley has seen so much throughout his 20+ year career in financial services. Today's episode of RIA Collective focuses on the main drivers for Sean to break away from the banks and start Polley Wealth Management. Sean and Charlie pose the question, "can you be a captive advisor and a fiduciary?" With quotas, biased products and services, and incentives that push you to work with the wrong clients, it has to be difficult to serve both the client and the firm.

Episode metadata supplied by the publisher feed · Published Aug 15, 2022

Embed this episode

Attribution link and audio player

NOW PLAYING

Can You Be a Captive Advisor and a Fiduciary with Sean Polly

0:00 35:22

1×

No transcript for this episode yet

We transcribe on demand. Request one and we'll notify you when it's ready — usually under 10 minutes.

Share this episode

Similar Episodes

No similar episodes found.

Similar Podcasts

No similar podcasts found.

Frequently Asked Questions

How long is this episode of RIA Collective?

This episode is 35 minutes long.

When was this RIA Collective episode published?

This episode was published on August 15, 2022.

Is there a transcript available for this episode?

Yes, a full transcript is available for this episode. You can read the complete transcript on the episode page.

Can I download this RIA Collective episode?

Yes. Use the download control on the episode player to save the publisher-provided media file.

URL copied to clipboard!