Episode 3: Dark Pools, SEC, Enterprise Risk

from Waters Wavelength · host WatersTechnology

Dan and Anthony open things up discussing tips on submitting an entry for the Sell-Side Technology Awards (1:22). They then chat about the recent fines handed down by the SEC and NYAG to Barclays' and Credit Suisse's dark pools (5:49), Dan's profile on SEC CIO Pamela Dyson (12:44) and Tony's feature on enterprise risk (17:40). Finally, they wrap things up by chatting about the Super Bowl (23:40) and its commercials (26:17).

Episode metadata supplied by the publisher feed · Published Feb 4, 2016

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Episode 3: Dark Pools, SEC, Enterprise Risk

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