All Episodes
FINRA Exam Tips and Career Advice - Achievable Podcast — 75 episodes
Best practices for new life insurance agents
Life insurance basics explained for new agents
Property and casualty insurance careers
Call protection (FINRA SIE, 6, 7, 65, 66)
Forward stock splits (FINRA SIE, 7, 9, 65, 66)
Negotiable and redeemable securities (FINRA SIE, 6, 7, 9, 65, 66)
Bond volatility and stability (FINRA SIE, 6, 7, 63, 65, 66)
Call options spreads explained (FINRA Series 7, 9)
Understanding put options spreads (FINRA Series 7, 9)
Rights and warrants questions (FINRA SIE, 7, 65, 66)
Systematic vs. non-systematic risk (FINRA SIE, 6, 7, 65, 66)
Currency exchange risk (FINRA Series 7, 9, 65, 66)
Reverse stock splits (FINRA Series 7, 9, 65, 66)
Current yield (FINRA SIE, 7, 65, 66)
Cash dividends (FINRA SIE, 7, 65, 66)
What is common stock (FINRA SIE, 6, 7, 63, 65, 66)
Short put basics (FINRA SIE, 6, 7, 9, 65, 66)
Short call basics (FINRA SIE, 6, 7, 9, 65, 66)
Long put basics (FINRA SIE, 6, 7, 9, 65, 66)
Long call basics (FINRA SIE, 6, 7, 9, 65, 66)
Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)
How will Federal Reserve rate cuts affect the market for wealth management roles
FINRA and NASAA exam topics that are surprising people in 2024
Why FINRA made the T+1 settlement date change and how it will show up on your exams
Covered puts deep dive (FINRA SIE, Series 4, 7, 9, 65, 66)
Minimum maintenance in margin accounts (FINRA SIE, Series 7, 9, 10, and NASAA Series 65, 66)
Combined equity and short / long margin (Series 7, 9, 10, 65, 66)
Taxes on options (Series 4, Series 7, and Series 9)
Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66)
Naming options spreads (tested on the Series 7 exam)
Options strategies: Short straddles (Series 4, 7, 9, 65 and 66)
Options strategies: Long straddles (Series 4, 7, 9, 65 and 66)
Sell stop limit orders - how they work (FINRA SIE, Series 7, 65, 66)
Buy stop limit orders - how they work (FINRA SIE, Series 7, Series 65, Series 66)
Sell stop orders - tips and tricks for FINRA exam questions (FINRA SIE, Series 7, 65, 66)
Buy stop orders - tips and tricks for FINRA exam questions (SIE, Series 7, 65, 66)
Sell limit orders overview (FINRA SIE, Series 7, 65, 66)
Buy limit orders overview (FINRA SIE, Series 7, 65, 66)
Understanding market orders (FINRA SIE, Series 7, Series 65, Series 66)
How to calculate bid and ask spreads - market makers (SIE, Series 6, 7, 65, 66 exams)
Dividend dates - FINRA SIE & FINRA Series 7
Calculating the intrinsic value of Put options - FINRA SIE, Series 6, 7, 63, 65, 66
How to calculate the intrinsic value of Call options - FINRA SIE, Series 7
How to calculate total return - updated for 2023 (FINRA SIE, Series 6, 7, 65, 66)
Real world example of Form ADV Part 2B (Series 63, 65, 66)
Form ADV Part 2B Overview (tested on the Series 63, 65, 66)
Real world example of Form ADV Part 2A
Form ADV Part 2A overview for Series 63, 65, and 66 exams
Walkthrough of Form ADV Part 1 + a Form ADV practice question from the Series 63, 65, and 66 exams
Investment adviser definition (FINRA SIE, Series 63, 65, 66)
What you need to know about Federal Covered Advisers for the Series 63, 65, and 66 exams
How to calculate after tax return on investments (FINRA Series 6, 7, 65, 66)
Common stock voting rights for the FINRA SIE exam
Generating income with options - covered calls & covered puts walkthrough (FINRA SIE + S7, 65, 66)
Learn to hedge your Options trades (FINRA SIE, Series 7, 65, 66)
FINRA SIE & Series 7 - Convertible preferred stock & conversion preferences
Covered calls walkthrough for FINRA exams - SIE, Series 7, Series 65, Series 66
FINRA SIE + Series 7, 65, 66 - Options hedging strategies with T-chart
How to pass FINRA exams with a busy schedule
How to pass the FINRA SIE when you don’t have a finance background
How to answer suitability questions on the FINRA SIE and Series 7 exam
The basics of options strategies: income, hedging, covered calls, spreads, and straddles
Broker dealer exclusions + problem walkthrough (Series 63, 65, 66)
Broker dealer registration + problem walkthrough (Series 63, 65, 66)
Broker dealer definitions + problem walkthrough (Series 63, 65, 66)
Variable insurance policies (Series 6, 65, and 66)
RIA exemptions and exclusions (Series 63, 65, 66)
Deep dive on US government debt and suitability (FINRA SIE, Series 7)
How to build a study plan for FINRA exams
What to expect on the new Series 7 Top-Off Exam
What is a bond? (FINRA SIE)
Deep dive into finance roles: buy side vs. sell side
What’s on the SIE Exam
The hiring process of top financial firms
What’s the FINRA SIE?